0001225208-14-005154.txt : 20140219 0001225208-14-005154.hdr.sgml : 20140219 20140219173321 ACCESSION NUMBER: 0001225208-14-005154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC-MN-H15F CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parker P.W. CENTRAL INDEX KEY: 0001415300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 14626927 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2014-02-14 0000036104 US BANCORP \DE\ USB 0001415300 Parker P.W. 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 2014-02-14 4 M 0 8708.0000 0.0000 A 137745.0000 D Common Stock, $0.01 par value 2014-02-14 4 F 0 4198.0000 40.2900 D 133547.0000 D Common Stock, $0.01 par value 2014-02-15 4 M 0 7344.0000 0.0000 A 140891.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 10478.0000 0.0000 A 151369.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 7654.0000 0.0000 A 159023.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 7434.0000 0.0000 A 166457.0000 D Common Stock, $0.01 par value 2014-02-18 4 F 0 15865.0000 40.8200 D 150592.0000 D Restricted Stock Units 2014-02-14 4 M 0 8708.0000 0.0000 D 2014-02-14 Common Stock, $0.01 par value 8708.0000 26125.0000 D Restricted Stock Units 2014-02-15 4 M 0 7344.0000 0.0000 D 2013-02-15 Common Stock, $0.01 par value 7344.0000 14688.0000 D Restricted Stock Units 2014-02-16 4 M 0 7434.0000 0.0000 D 2011-02-16 Common Stock, $0.01 par value 7434.0000 0.0000 D Restricted Stock Units 2014-02-16 4 M 0 7654.0000 0.0000 D 2012-02-16 Common Stock, $0.01 par value 7654.0000 7655.0000 D Restricted Stock Units 2014-02-16 4 M 0 10478.0000 0.0000 D 2013-02-16 Common Stock, $0.01 par value 10478.0000 10478.0000 D Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person. James L. Chosy for P.W. Parker 2014-02-19