0001225208-14-005153.txt : 20140219
0001225208-14-005153.hdr.sgml : 20140219
20140219173319
ACCESSION NUMBER: 0001225208-14-005153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: BC-MN-H15F
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCullough Howell D. III
CENTRAL INDEX KEY: 0001432981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 14626926
MAIL ADDRESS:
STREET 1: U.S. BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
X0306
4
2014-02-14
0000036104
US BANCORP \DE\
USB
0001432981
McCullough Howell D. III
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
EVP and Chief Strategy Officer
Common Stock, $0.01 par value
2014-02-14
4
M
0
3348.0000
0.0000
A
24395.0000
D
Common Stock, $0.01 par value
2014-02-14
4
F
0
1191.0000
40.2900
D
23204.0000
D
Common Stock, $0.01 par value
2014-02-15
4
M
0
2824.0000
0.0000
A
26028.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
4191.0000
0.0000
A
30219.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
3060.0000
0.0000
A
33279.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
2974.0000
0.0000
A
36253.0000
D
Common Stock, $0.01 par value
2014-02-18
4
F
0
4385.0000
40.8200
D
31868.0000
D
Common Stock, $0.01 par value
24299.0000
I
By 401(k) plan
Restricted Stock Units
2014-02-14
4
M
0
3348.0000
0.0000
D
2014-02-14
Common Stock, $0.01 par value
3348.0000
10047.0000
D
Restricted Stock Units
2014-02-15
4
M
0
2824.0000
0.0000
D
2013-02-15
Common Stock, $0.01 par value
2824.0000
5648.0000
D
Restricted Stock Units
2014-02-16
4
M
0
2974.0000
0.0000
D
2011-02-16
Common Stock, $0.01 par value
2974.0000
0.0000
D
Restricted Stock Units
2014-02-16
4
M
0
3060.0000
0.0000
D
2012-02-16
Common Stock, $0.01 par value
3060.0000
3062.0000
D
Restricted Stock Units
2014-02-16
4
M
0
4191.0000
0.0000
D
2013-02-16
Common Stock, $0.01 par value
4191.0000
4191.0000
D
Based on a plan report dated February 7, 2014, the most recent plan report available.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.
James L. Chosy for Howell D. McCullough III
2014-02-19