0001225208-14-005151.txt : 20140219
0001225208-14-005151.hdr.sgml : 20140219
20140219173316
ACCESSION NUMBER: 0001225208-14-005151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: BC-MN-H15F
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOSEPH PAMELA A
CENTRAL INDEX KEY: 0001072785
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 14626924
MAIL ADDRESS:
STREET 1: C/O NOVA CORP
STREET 2: ONE CONCOURSE PKWY #300
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
doc4.xml
X0306
4
2014-02-14
0000036104
US BANCORP \DE\
USB
0001072785
JOSEPH PAMELA A
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
Vice Chairman
Common Stock, $0.01 par value
2014-02-14
4
M
0
13397.0000
0.0000
A
161387.0000
D
Common Stock, $0.01 par value
2014-02-14
4
F
0
6424.0000
40.2900
D
154963.0000
D
Common Stock, $0.01 par value
2014-02-15
4
M
0
11299.0000
0.0000
A
166262.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
19593.0000
0.0000
A
185855.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
12637.0000
0.0000
A
198492.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
12247.0000
0.0000
A
210739.0000
D
Common Stock, $0.01 par value
2014-02-18
4
F
0
26746.0000
40.8200
D
183993.0000
D
Common Stock, $0.01 par value
11668.0000
I
By 401(k) plan
Restricted Stock Units
2014-02-14
4
M
0
13397.0000
0.0000
D
2014-02-14
Common Stock, $0.01 par value
13397.0000
40194.0000
D
Restricted Stock Units
2014-02-15
4
M
0
11299.0000
0.0000
D
2013-02-15
Common Stock, $0.01 par value
11299.0000
22598.0000
D
Restricted Stock Units
2014-02-16
4
M
0
12637.0000
0.0000
D
2011-02-16
Common Stock, $0.01 par value
12637.0000
0.0000
D
Restricted Stock Units
2014-02-16
4
M
0
12247.0000
0.0000
D
2012-02-16
Common Stock, $0.01 par value
12247.0000
12247.0000
D
Restricted Stock Units
2014-02-16
4
M
0
19593.0000
0.0000
D
2013-02-16
Common Stock, $0.01 par value
19593.0000
19594.0000
D
Based on a plan report dated February 7, 2014, the most recent plan report available.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.
James L. Chosy for Pamela A. Joseph
2014-02-19