0001225208-14-005145.txt : 20140219
0001225208-14-005145.hdr.sgml : 20140219
20140219173306
ACCESSION NUMBER: 0001225208-14-005145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: BC-MN-H15F
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CECERE ANDREW
CENTRAL INDEX KEY: 0001185476
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 14626916
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
X0306
4
2014-02-14
0000036104
US BANCORP \DE\
USB
0001185476
CECERE ANDREW
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
Vice Chairman and CFO
Common Stock, $0.01 par value
2014-02-14
4
M
0
25120.0000
0.0000
A
252726.0000
D
Common Stock, $0.01 par value
2014-02-14
4
F
0
8969.0000
40.2900
D
243757.0000
D
Common Stock, $0.01 par value
2014-02-15
4
M
0
21186.0000
0.0000
A
264943.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
41911.0000
0.0000
A
306854.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
22302.0000
0.0000
A
329156.0000
D
Common Stock, $0.01 par value
2014-02-16
4
M
0
21433.0000
0.0000
A
350589.0000
D
Common Stock, $0.01 par value
2014-02-18
4
F
0
51495.0000
40.8200
D
299094.0000
D
Common Stock, $0.01 par value
10193.0000
I
By 401(k) plan
Common Stock, $0.01 par value
341.0000
I
By Spouse
Restricted Stock Units
2014-02-14
4
M
0
25120.0000
0.0000
D
2014-02-14
Common Stock, $0.01 par value
25120.0000
75363.0000
D
Restricted Stock Units
2014-02-15
4
M
0
21186.0000
0.0000
D
2013-02-15
Common Stock, $0.01 par value
21186.0000
42371.0000
D
Restricted Stock Units
2014-02-16
4
M
0
22302.0000
0.0000
D
2011-02-16
Common Stock, $0.01 par value
22302.0000
0.0000
D
Restricted Stock Units
2014-02-16
4
M
0
21433.0000
0.0000
D
2012-02-16
Common Stock, $0.01 par value
21433.0000
21433.0000
D
Restricted Stock Units
2014-02-16
4
M
0
41911.0000
0.0000
D
2013-02-16
Common Stock, $0.01 par value
41911.0000
41911.0000
D
Based on a plan report dated February 7, 2014, the most recent plan report available.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.
James L. Chosy for Andrew Cecere
2014-02-19