0001225208-14-005144.txt : 20140219 0001225208-14-005144.hdr.sgml : 20140219 20140219173304 ACCESSION NUMBER: 0001225208-14-005144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC-MN-H15F CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON JENNIE P CENTRAL INDEX KEY: 0001183880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 14626915 MAIL ADDRESS: STREET 1: 800 NOCOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2014-02-14 0000036104 US BANCORP \DE\ USB 0001183880 CARLSON JENNIE P 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, Human Resources Common Stock, $0.01 par value 2014-02-14 4 M 0 7368.0000 0.0000 A 7368.0000 D Common Stock, $0.01 par value 2014-02-14 4 F 0 2487.0000 40.2900 D 4881.0000 D Common Stock, $0.01 par value 2014-02-15 4 M 0 6215.0000 0.0000 A 11096.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 10478.0000 0.0000 A 21574.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 7434.0000 0.0000 A 29008.0000 D Common Stock, $0.01 par value 2014-02-16 4 M 0 6736.0000 0.0000 A 35744.0000 D Common Stock, $0.01 par value 2014-02-18 4 F 0 12498.0000 40.8200 D 23246.0000 D Common Stock, $0.01 par value 11918.0000 I By 401(k) plan Common Stock, $0.01 par value 2235.0000 I By IRA Common Stock, $0.01 par value 71527.0000 I By Spouse Restricted Stock Units 2014-02-14 4 M 0 7368.0000 0.0000 D 2014-02-14 Common Stock, $0.01 par value 7368.0000 22107.0000 D Restricted Stock Units 2014-02-15 4 M 0 6215.0000 0.0000 D 2013-02-15 Common Stock, $0.01 par value 6215.0000 12428.0000 D Restricted Stock Units 2014-02-16 4 M 0 7434.0000 0.0000 D 2011-02-16 Common Stock, $0.01 par value 7434.0000 0.0000 D Restricted Stock Units 2014-02-16 4 M 0 6736.0000 0.0000 D 2012-02-16 Common Stock, $0.01 par value 6736.0000 6736.0000 D Restricted Stock Units 2014-02-16 4 M 0 10478.0000 0.0000 D 2013-02-16 Common Stock, $0.01 par value 10478.0000 10478.0000 D Based on a plan report dated February 7, 2014, the most recent plan report available. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person. James L. Chosy for Jennie P. Carlson 2014-02-19