0001225208-13-022179.txt : 20131022 0001225208-13-022179.hdr.sgml : 20131022 20131022170912 ACCESSION NUMBER: 0001225208-13-022179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131018 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON JENNIE P CENTRAL INDEX KEY: 0001183880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 131164218 MAIL ADDRESS: STREET 1: 800 NOCOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2013-10-18 0000036104 US BANCORP \DE\ USB 0001183880 CARLSON JENNIE P 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, Human Resources Common Stock, $0.01 par value 2013-10-18 4 M 0 83146.0000 30.0000 A 83146.0000 D Common Stock, $0.01 par value 2013-10-18 4 S 0 83146.0000 38.0300 D 0.0000 D Common Stock, $0.01 par value 2013-10-21 4 M 0 16854.0000 30.0000 A 16854.0000 D Common Stock, $0.01 par value 2013-10-21 4 S 0 16854.0000 38.0000 D 0.0000 D Common Stock, $0.01 par value 11858.0000 I By 401(k) plan Common Stock, $0.01 par value 2234.0000 I By IRA Common Stock, $0.01 par value 71526.0000 I By Spouse Employee Stock Option (Right to Buy) 30.0000 2013-10-18 4 M 0 83146.0000 0.0000 D 2016-01-17 Common Stock, $0.01 par value 83146.0000 104842.0000 D Employee Stock Option (Right to Buy) 30.0000 2013-10-21 4 M 0 16854.0000 0.0000 D 2016-01-17 Common Stock, $0.01 par value 16854.0000 87988.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $38.00 to $38.07. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $38.00 to $38.01. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated September 30, 2013, the most recent plan report available. The option vested in four equal annual installments beginning on January 17, 2007. James L. Chosy for Jennie P. Carlson 2013-10-22