0001225208-13-016967.txt : 20130731 0001225208-13-016967.hdr.sgml : 20130731 20130731164910 ACCESSION NUMBER: 0001225208-13-016967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130729 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elmore John R. CENTRAL INDEX KEY: 0001569387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 13999616 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2013-07-29 0000036104 US BANCORP \DE\ USB 0001569387 Elmore John R. 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 2013-07-29 4 M 0 18034.0000 11.0200 A 116271.0000 D Common Stock, $0.01 par value 2013-07-29 4 M 0 3752.0000 23.8600 A 120023.0000 D Common Stock, $0.01 par value 2013-07-29 4 M 0 3045.0000 28.6300 A 123068.0000 D Common Stock, $0.01 par value 2013-07-29 4 M 0 2513.0000 28.7000 A 125581.0000 D Common Stock, $0.01 par value 2013-07-29 4 M 0 1893.0000 30.1200 A 127474.0000 D Common Stock, $0.01 par value 2013-07-29 4 S 0 29237.0000 37.3704 D 98237.0000 D Common Stock, $0.01 par value 22408.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 28.6300 2013-07-29 4 M 0 3045.0000 0.0000 D 2022-02-15 Common Stock, $0.01 par value 3045.0000 9137.0000 D Employee Stock Option (Right to Buy) 30.1200 2013-07-29 4 M 0 1893.0000 0.0000 D 2015-02-16 Common Stock, $0.01 par value 1893.0000 0.0000 D Employee Stock Option (Right to Buy) 23.8600 2013-07-29 4 M 0 3752.0000 0.0000 D 2020-02-16 Common Stock, $0.01 par value 3752.0000 3752.0000 D Employee Stock Option (Right to Buy) 28.7000 2013-07-29 4 M 0 2513.0000 0.0000 D 2021-02-16 Common Stock, $0.01 par value 2513.0000 5027.0000 D Employee Stock Option (Right to Buy) 11.0200 2013-07-29 4 M 0 18034.0000 0.0000 D 2019-02-18 Common Stock, $0.01 par value 18034.0000 0.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $37.32 to $37.42. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated June 30, 2013, the most recent plan report available. The option vests in four equal annual installments beginning on February 15, 2013. The option vested in four equal annual installments beginning on February 16, 2006. The option vests in four equal annual installments beginning on February 16, 2011. The option vests in four equal annual installments beginning on February 16, 2012. The option vested in four equal annual installments beginning February 18, 2010. James L. Chosy for John R. Elmore 2013-07-31