0001225208-13-006161.txt : 20130301 0001225208-13-006161.hdr.sgml : 20130301 20130301163811 ACCESSION NUMBER: 0001225208-13-006161 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Kent V. CENTRAL INDEX KEY: 0001569388 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 13658312 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 3 1 doc3.xml X0206 3 2013-03-01 0 0000036104 US BANCORP \DE\ USB 0001569388 Stone Kent V. 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 34694.0000 D Common Stock, $0.01 par value 14509.0000 I By 401(k) plan Common Stock, $0.01 par value 24189.0000 I By Trust Deferred Compensation Plan Participation Common Stock, $0.01 par value 7142.0000 D Employee Stock Option (Right to Buy) 11.0200 2019-02-18 Common Stock, $0.01 par value 22978.0000 D Employee Stock Option (Right to Buy) 23.8600 2020-02-16 Common Stock, $0.01 par value 14009.0000 D Employee Stock Option (Right to Buy) 28.5000 2014-01-20 Common Stock, $0.01 par value 9241.0000 D Employee Stock Option (Right to Buy) 28.6300 2022-02-15 Common Stock, $0.01 par value 9211.0000 D Employee Stock Option (Right to Buy) 28.7000 2021-02-16 Common Stock, $0.01 par value 7332.0000 D Employee Stock Option (Right to Buy) 29.9700 2016-02-14 Common Stock, $0.01 par value 23804.0000 D Employee Stock Option (Right to Buy) 30.1200 2015-02-16 Common Stock, $0.01 par value 19738.0000 D Employee Stock Option (Right to Buy) 32.7000 2018-02-12 Common Stock, $0.01 par value 51798.0000 D Employee Stock Option (Right to Buy) 33.9900 2023-02-14 Common Stock, $0.01 par value 20594.0000 D Employee Stock Option (Right to Buy) 36.2500 2017-02-13 Common Stock, $0.01 par value 29947.0000 D Restricted Stock Units 2014-02-14 Common Stock, $0.01 par value 22065.0000 D Based on a plan report dated February 26, 2013, the most recent plan report available. Deferred Compensation Plan Participation is valued against U.S. Bancorp common stock on a one-for-one basis and is payable in common stock following the termination of the reporting person's employment with U.S. Bancorp The option vested in four equal annual installments beginning on February 18, 2010. The option vests in four equal annual installments beginning on February 16, 2011. The option vested in four equal annual installments beginning on January 20, 2005. The option vests in four equal annual installments beginning on February 15, 2013. The option vests in four equal annual installments beginning on February 16, 2012. The option vested in four equal annual installments beginning on February 14, 2007. The option vested in four equal annual installments beginning on February 16, 2006. The option vested in four equal annual installments beginning on February 12, 2009. The option vests in four equal annual installments beginning on February 14, 2014. The option vested in four equal annual installments beginning on February 13, 2008. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 2. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. poakentvstone.txt James L. Chosy for Kent V. Stone 2013-03-01 EX-24 2 poakentvstone.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated James L. Chosy, Laura F. Bednarski and Matthew B. Krush, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5(including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under this Statment shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 2/5/2013 /s/ Kent V. Stone Signature Kent V. Stone Printed Name