0001225208-13-004751.txt : 20130220
0001225208-13-004751.hdr.sgml : 20130220
20130220180440
ACCESSION NUMBER: 0001225208-13-004751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130216
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS RICHARD K
CENTRAL INDEX KEY: 0001185480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 13628139
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (651)466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
4
1
doc4.xml
X0306
4
2013-02-16
0000036104
US BANCORP \DE\
USB
0001185480
DAVIS RICHARD K
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
Chairman, President and CEO
Common Stock, $0.01 par value
2013-02-16
4
M
0
146689.0000
0.0000
A
371039.0000
D
Common Stock, $0.01 par value
2013-02-16
4
M
0
37169.0000
0.0000
A
408208.0000
D
Common Stock, $0.01 par value
2013-02-16
4
M
0
33680.0000
0.0000
A
441888.0000
D
Common Stock, $0.01 par value
2013-02-19
4
F
0
16234.0000
33.8200
D
425654.0000
D
Common Stock, $0.01 par value
2013-02-19
4
F
0
17916.0000
33.8200
D
407738.0000
D
Common Stock, $0.01 par value
2013-02-19
4
F
0
70705.0000
33.8200
D
337033.0000
D
Common Stock, $0.01 par value
15539.0000
I
By 401(k) plan
Common Stock, $0.01 par value
142634.0000
I
By Spouse's Trust
Restricted Stock Units
2013-02-16
4
M
0
37169.0000
0.0000
D
2011-02-16
Common Stock, $0.01 par value
37169.0000
37170.0000
D
Restricted Stock Units
2013-02-16
4
M
0
33680.0000
0.0000
D
2012-02-16
Common Stock, $0.01 par value
33680.0000
67359.0000
D
Restricted Stock Units
2013-02-16
4
M
0
146689.0000
0.0000
D
2013-02-16
Common Stock, $0.01 par value
146689.0000
146689.0000
D
Based on a plan report dated February 4, 2013, the most recent plan report available.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting to occur in 25% increments on the fourth and fifth anniversary of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.
Lee R. Mitau for Richard K. Davis
2013-02-20