0001225208-13-004751.txt : 20130220 0001225208-13-004751.hdr.sgml : 20130220 20130220180440 ACCESSION NUMBER: 0001225208-13-004751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130216 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD K CENTRAL INDEX KEY: 0001185480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 13628139 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0306 4 2013-02-16 0000036104 US BANCORP \DE\ USB 0001185480 DAVIS RICHARD K 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 Chairman, President and CEO Common Stock, $0.01 par value 2013-02-16 4 M 0 146689.0000 0.0000 A 371039.0000 D Common Stock, $0.01 par value 2013-02-16 4 M 0 37169.0000 0.0000 A 408208.0000 D Common Stock, $0.01 par value 2013-02-16 4 M 0 33680.0000 0.0000 A 441888.0000 D Common Stock, $0.01 par value 2013-02-19 4 F 0 16234.0000 33.8200 D 425654.0000 D Common Stock, $0.01 par value 2013-02-19 4 F 0 17916.0000 33.8200 D 407738.0000 D Common Stock, $0.01 par value 2013-02-19 4 F 0 70705.0000 33.8200 D 337033.0000 D Common Stock, $0.01 par value 15539.0000 I By 401(k) plan Common Stock, $0.01 par value 142634.0000 I By Spouse's Trust Restricted Stock Units 2013-02-16 4 M 0 37169.0000 0.0000 D 2011-02-16 Common Stock, $0.01 par value 37169.0000 37170.0000 D Restricted Stock Units 2013-02-16 4 M 0 33680.0000 0.0000 D 2012-02-16 Common Stock, $0.01 par value 33680.0000 67359.0000 D Restricted Stock Units 2013-02-16 4 M 0 146689.0000 0.0000 D 2013-02-16 Common Stock, $0.01 par value 146689.0000 146689.0000 D Based on a plan report dated February 4, 2013, the most recent plan report available. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting to occur in 25% increments on the fourth and fifth anniversary of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person. Lee R. Mitau for Richard K. Davis 2013-02-20