0001225208-13-004589.txt : 20130219 0001225208-13-004589.hdr.sgml : 20130219 20130219185336 ACCESSION NUMBER: 0001225208-13-004589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAU LEE R CENTRAL INDEX KEY: 0001185489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 13624819 MAIL ADDRESS: STREET 1: P O BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0306 4 2013-02-14 0000036104 US BANCORP \DE\ USB 0001185489 MITAU LEE R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, General Counsel, and Sec. Common Stock, $0.01 par value 2013-02-15 4 M 0 7343.0000 0.0000 A 38240.0000 D Common Stock, $0.01 par value 2013-02-15 4 F 0 2449.0000 34.0800 D 35791.0000 D Common Stock, $0.01 par value 2013-02-14 4 S 0 5000.0000 33.8520 D 30019.0000 I By Spouse Common Stock, $0.01 par value 301.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 33.9900 2013-02-14 4 A 0 4944.0000 0.0000 A 2023-02-14 Common Stock, $0.01 par value 4944.0000 4944.0000 D Restricted Stock Units 2013-02-14 4 A 0 5295.0000 0.0000 A 2014-02-14 Common Stock, $0.01 par value 5295.0000 5295.0000 D Restricted Stock Units 2013-02-15 4 M 0 7343.0000 0.0000 D 2013-02-15 Common Stock, $0.01 par value 7343.0000 22032.0000 D Based on a plan report dated February 4, 2013, the most recent plan report available. The options vest in four equal annual installments beginning February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Lee R. Mitau 2013-02-19