0001225208-13-004580.txt : 20130219
0001225208-13-004580.hdr.sgml : 20130219
20130219183911
ACCESSION NUMBER: 0001225208-13-004580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130214
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS RICHARD K
CENTRAL INDEX KEY: 0001185480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 13624756
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (651)466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
4
1
doc4.xml
X0306
4
2013-02-14
0000036104
US BANCORP \DE\
USB
0001185480
DAVIS RICHARD K
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
Chairman, President and CEO
Common Stock, $0.01 par value
2013-02-15
4
M
0
33897.0000
0.0000
A
238869.0000
D
Common Stock, $0.01 par value
2013-02-15
4
F
0
14519.0000
34.0800
D
224350.0000
D
Common Stock, $0.01 par value
15539.0000
I
By 401(k) plan
Common Stock, $0.01 par value
142634.0000
I
By Spouse's Trust
Employee Stock Option (Right to Buy)
33.9900
2013-02-14
4
A
0
144152.0000
0.0000
A
2023-02-14
Common Stock, $0.01 par value
144152.0000
144152.0000
D
Restricted Stock Units
2013-02-14
4
A
0
154457.0000
0.0000
A
2014-02-14
Common Stock, $0.01 par value
154457.0000
154457.0000
D
Restricted Stock Units
2013-02-15
4
M
0
33897.0000
0.0000
D
2013-02-15
Common Stock, $0.01 par value
33897.0000
101692.0000
D
Based on a plan report dated February 4, 2013, the most recent plan report available.
The options vest in four equal annual installments beginning February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Lee R. Mitau for Richard K. Davis
2013-02-19