0001225208-13-004578.txt : 20130219
0001225208-13-004578.hdr.sgml : 20130219
20130219183303
ACCESSION NUMBER: 0001225208-13-004578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130214
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON JENNIE P
CENTRAL INDEX KEY: 0001183880
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 13624725
MAIL ADDRESS:
STREET 1: 800 NOCOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (651)466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
4
1
doc4.xml
X0306
4
2013-02-14
0000036104
US BANCORP \DE\
USB
0001183880
CARLSON JENNIE P
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
EVP, Human Resources
Common Stock, $0.01 par value
2013-02-15
4
M
0
6213.0000
0.0000
A
6213.0000
D
Common Stock, $0.01 par value
2013-02-15
4
F
0
2088.0000
34.0800
D
4125.0000
D
Common Stock, $0.01 par value
11655.0000
I
By 401(k) plan
Common Stock, $0.01 par value
2234.0000
I
By IRA
Common Stock, $0.01 par value
43176.0000
I
By Spouse
Employee Stock Option (Right to Buy)
33.9900
2013-02-14
4
A
0
24918.0000
0.0000
A
2023-02-14
Common Stock, $0.01 par value
24918.0000
24918.0000
D
Restricted Stock Units
2013-02-14
4
A
0
26699.0000
0.0000
A
2014-02-14
Common Stock, $0.01 par value
26699.0000
26699.0000
D
Restricted Stock Units
2013-02-15
4
M
0
6213.0000
0.0000
D
2013-02-15
Common Stock, $0.01 par value
6213.0000
18643.0000
D
Based on a plan report dated February 4, 2013, the most recent plan report available.
The options vest in four equal annual installments beginning on February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125% or decrease to as little as 0% of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Lee R. Mitau for Jennie P. Carlson
2013-02-19