0001225208-13-002202.txt : 20130128 0001225208-13-002202.hdr.sgml : 20130128 20130128165030 ACCESSION NUMBER: 0001225208-13-002202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130125 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAU LEE R CENTRAL INDEX KEY: 0001185489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 13552295 MAIL ADDRESS: STREET 1: P O BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0306 4 2013-01-25 0000036104 US BANCORP \DE\ USB 0001185489 MITAU LEE R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, General Counsel, and Sec. Restricted Stock Units 2013-01-25 4 A 0 6672.0000 0.0000 A 2013-02-15 Common Stock, $0.01 par value 6672.0000 29375.0000 D Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. A grant of restricted stock units was awarded to the Reporting Person on February 15, 2012, and was reported on a Form 4 filed on February 17, 2012. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2012 corporate performance measures. On January 25, 2013, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Lee R. Mitau 2013-01-28