0001225208-12-004656.txt : 20120217
0001225208-12-004656.hdr.sgml : 20120217
20120217164515
ACCESSION NUMBER: 0001225208-12-004656
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITAU LEE R
CENTRAL INDEX KEY: 0001185489
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 12623225
MAIL ADDRESS:
STREET 1: P O BOX 1441
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55440-1441
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (651)466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
4
1
doc4.xml
X0304
4
2012-02-15
0000036104
US BANCORP \DE\
USB
0001185489
MITAU LEE R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
EVP, General Counsel, and Sec.
Common Stock, $0.01 par value
2012-02-16
4
M
0
8921.0000
0.0000
A
42443.0000
D
Common Stock, $0.01 par value
2012-02-16
4
M
0
7960.0000
0.0000
A
50403.0000
D
Common Stock, $0.01 par value
2012-02-16
4
F
0
2603.0000
28.6500
D
47800.0000
D
Common Stock, $0.01 par value
2012-02-16
4
F
0
2788.0000
28.6500
D
45012.0000
D
Common Stock, $0.01 par value
2413.2144
I
By 401(k) plan
Common Stock, $0.01 par value
45019.0000
I
By Spouse
Series F Preferred Stock Depositary Shares
1500.0000
I
By Spouse
Employee Stock Option (Right to Buy)
28.6300
2012-02-15
4
A
0
63852.0000
0.0000
A
2022-02-15
Common Stock, $0.01 par value
63852.0000
63852.0000
D
Restricted Stock Units
2012-02-15
4
A
0
22703.0000
0.0000
A
2013-02-15
Common Stock, $0.01 par value
22703.0000
22703.0000
D
Restricted Stock Units
2012-02-16
4
M
0
8921.0000
0.0000
D
2011-02-16
Common Stock, $0.01 par value
8921.0000
17840.0000
D
Restricted Stock Units
2012-02-16
4
M
0
7960.0000
0.0000
D
2012-02-16
Common Stock, $0.01 par value
7960.0000
23880.0000
D
Based on a plan report dated February 6, 2012, the most recent plan report available.
The options vest in four equal annual installments beginning on February 15, 2013. These options make up part of the reporting person's annual long-term incentive compensation grant.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 150%, or decrease to as little as 25%, of the initial number of units. These restricted stock units make up part of the reporting person's long-term incentive compensation grant.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Lee R. Mitau
2012-02-17