0001225208-12-004647.txt : 20120217 0001225208-12-004647.hdr.sgml : 20120217 20120217162742 ACCESSION NUMBER: 0001225208-12-004647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD K CENTRAL INDEX KEY: 0001185480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 12623004 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0304 4 2012-02-15 0000036104 US BANCORP \DE\ USB 0001185480 DAVIS RICHARD K 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 Chairman, President and CEO Common Stock, $0.01 par value 2012-02-16 4 M 0 37169.0000 0.0000 A 241554.9004 D Common Stock, $0.01 par value 2012-02-16 4 M 0 33679.0000 0.0000 A 275233.9004 D Common Stock, $0.01 par value 2012-02-16 4 F 0 12677.0000 28.6500 D 262556.9004 D Common Stock, $0.01 par value 2012-02-16 4 F 0 14381.0000 28.6500 D 248175.9004 D Common Stock, $0.01 par value 14529.6656 I By 401(k) plan Common Stock, $0.01 par value 89785.0000 I By Spouse's Trust Employee Stock Option (Right to Buy) 28.6300 2012-02-15 4 A 0 294696.0000 0.0000 A 2022-02-15 Common Stock, $0.01 par value 294696.0000 294696.0000 D Restricted Stock Units 2012-02-15 4 A 0 104785.0000 0.0000 A 2013-02-15 Common Stock, $0.01 par value 104785.0000 104785.0000 D Restricted Stock Units 2012-02-16 4 M 0 37169.0000 0.0000 D 2011-02-16 Common Stock, $0.01 par value 37169.0000 74339.0000 D Restricted Stock Units 2012-02-16 4 M 0 33679.0000 0.0000 D 2012-02-16 Common Stock, $0.01 par value 33679.0000 101039.0000 D Based on a plan report dated February 6, 2012, the most recent plan report available. The options vest in four equal annual installments beginning on February 15, 2013. These options make up part of the reporting person's annual long-term incentive compensation grant. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 150%, or decrease to as little as 25%, of the initial number of units. These restricted stock units make up part of the reporting person's long-term incentive compensation grant. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Lee R. Mitau for Richard K. Davis 2012-02-17