0001225208-12-002324.txt : 20120127 0001225208-12-002324.hdr.sgml : 20120127 20120127180207 ACCESSION NUMBER: 0001225208-12-002324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD K CENTRAL INDEX KEY: 0001185480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 12552992 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0304 4 2012-01-26 0000036104 US BANCORP \DE\ USB 0001185480 DAVIS RICHARD K 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 Chairman, President and CEO Common Stock, $0.01 par value 2011-03-07 5 G 0 12361.0000 0.0000 D 204385.9004 D Common Stock, $0.01 par value 2011-03-07 5 G 0 12361.0000 0.0000 A 107412.0000 I By Spouse's Trust Common Stock, $0.01 par value 2011-07-21 5 G 0 17627.0000 0.0000 D 89785.0000 I By Spouse's Trust Common Stock, $0.01 par value 14167.9933 I By 401(k) plan Restricted Stock Units 2012-01-26 4 A 0 38900.0000 0.0000 A 2012-02-16 Common Stock, $0.01 par value 38900.0000 134718.0000 D Includes amounts acquired pursuant to dividend reinvestment. Based on a plan report dated December 31, 2011, the most recent plan report available. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. A grant of restricted stock units was awarded to the Reporting Person on February 16, 2011, and was reported on a Form 4 filed on February 18, 2011. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2011 corporate performance measures. On January 26, 2012, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Lee R. Mitau for Richard K. Davis 2012-01-27