-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FUeTeSH+Fp5dfyUCJeVNYTZjD/Y5sUcf0rvHCAxxggGGjl6nb6gUeSnRqmRF6jHZ M3pLH03ZC1QWUle8fbtfsg== 0001225208-11-006460.txt : 20110218 0001225208-11-006460.hdr.sgml : 20110218 20110218161906 ACCESSION NUMBER: 0001225208-11-006460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110216 FILED AS OF DATE: 20110218 DATE AS OF CHANGE: 20110218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAU LEE R CENTRAL INDEX KEY: 0001185489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 11624733 MAIL ADDRESS: STREET 1: P O BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0303 4 2011-02-16 0000036104 US BANCORP \DE\ USB 0001185489 MITAU LEE R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, General Counsel, and Sec. Common Stock, $0.01 par value 2011-02-16 4 M 0 8919.0000 0.0000 A 55424.0000 D Common Stock, $0.01 par value 2011-02-16 4 F 0 2788.0000 28.7400 D 52636.0000 D Common Stock, $0.01 par value 2031.8525 I By 401(k) plan Common Stock, $0.01 par value 60019.0000 I By Spouse Employee Stock Option (Right to Buy) 28.7000 2011-02-16 4 A 0 61495.0000 0.0000 A 2021-02-16 Common Stock, $0.01 par value 61495.0000 61495.0000 D Restricted Stock Units 2011-02-16 4 M 0 8919.0000 0.0000 D 2011-02-16 Common Stock, $0.01 par value 8919.0000 26761.0000 D Restricted Stock Units 2011-02-16 4 A 0 22648.0000 0.0000 A 2012-02-16 Common Stock, $0.01 par value 22648.0000 22648.0000 D Based on a plan report dated February 7, 2011, the most recent plan report available. The options vest in four equal annual installments beginning on February 16, 2012. These options make up part of the reporting person's annual long-term incentive compensation grant. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 150%, or decrease to as little as 25%, of the initial number of units. These restricted stock units make up part of the reporting person's long-term incentive compensation grant. Lee R. Mitau 2011-02-18 -----END PRIVACY-ENHANCED MESSAGE-----