-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I/Qyrln/QyJDfLUtOdcMgQ/3Xbu5UXDY3LePbJK7lHOMxb+uEpv40OAmLsxK5n/X WB1DB3HKyxUar2Eb7eruLg== 0001193125-05-043746.txt : 20050307 0001193125-05-043746.hdr.sgml : 20050307 20050307171604 ACCESSION NUMBER: 0001193125-05-043746 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050307 DATE AS OF CHANGE: 20050307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 05664726 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-A

 


 

For Registration of Certain Classes of Securities

Pursuant to Section 12(b) or (g) of the

Securities Exchange Act of 1934

 


 

U.S. Bancorp   USB Capital VI
(Exact name of registrant as specified in charter)   (Exact name of registrant as specified in its Certificate of Trust)
Delaware   Delaware
(State of incorporation or organization)   (State of incorporation or organization)
41-0255900   41-2006190
(I.R.S. Employer Identification No.)   (I.R.S. Employer Identification No.)

800 Nicollet Mall

Minneapolis, Minnesota

 

c/o U.S. Bancorp

800 Nicollet Mall

Minneapolis, Minnesota

(Address of Principal Executive Offices)   (Address of Principal Executive Offices)
55402   55402
(Zip Code)   (Zip Code)

 


 

If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

 

Securities Act registration statement file number to which this Form relates:  333-65358

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

5.75% Trust Preferred Securities of USB Capital VI (and the Guarantee of U.S. Bancorp with respect thereto), listed on the New York Stock Exchange.

 

Securities to be registered pursuant to Section 12(g) of the Act:  None.

 



INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Securities to Be Registered.

 

The descriptions set forth under the “Description of Capital Securities,” “Description of Junior Subordinated Debt Securities,” “Description of the Guarantee” and “Relationship among the Capital Securities, the Corresponding Junior Subordinated Debt Securities and the Guarantees” in the Prospectus included in the Registration Statement on Form S-3 (No. 333-65358) of U.S. Bancorp, USB Capital IV, USB Capital V, USB Capital VI and USB Capital VII filed on July 18, 2001, are incorporated herein by reference. The final terms of the securities to be registered hereby are included in a prospectus supplement which was filed on March 4, 2005, by the Registrants pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and which is incorporated herein by reference.

 

Item 2. Exhibits.

 

4.1   Junior Subordinated Indenture, between U.S. Bancorp and Wilmington Trust Company, as Debenture Trustee, dated November 15, 1996 (incorporated by reference to Exhibit 4.1 to the Registrants’ Registration Statement on Form S-4, File No. 333-16991).
4.2   Certificate of Trust of USB Capital VI (incorporated by reference to Exhibit 4.7 to the Registrants’ Registration Statement on Form S-3, File No. 333-45211).
4.3   Form of Certificate of Amendment to Certificate of Trust of USB Capital VI.
4.4   Form of Amended and Restated Trust Agreement (incorporated by reference to Exhibit 4.14 to the Registrants’ Registration Statement on Form S-3, File No. 333-65358).
4.5   Form of Capital Security Certificate (included as part of Exhibit 4.4).
4.6   Form of Guarantee Agreement (incorporated by reference to Exhibit 4.19 to the Registrants’ Registration Statement on Form S-3, File No. 333-65358).

 

SIGNATURE

 

Pursuant to be requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

        USB CAPITAL VI
        By:   U.S. Bancorp, as Depositor
Date:   March 7, 2005   By:  

/s/ Laura F. Bednarski


        Name:   Laura F. Bednarski
        Title:   Vice President
        U.S. BANCORP
Date:   March 7, 2005   By:  

/s/ Laura F. Bednarski


        Name:   Laura F. Bednarski
        Title:   Vice President

 

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INDEX TO EXHIBITS

 

Exhibit No.

 

Description


4.1   Junior Subordinated Indenture, between U.S. Bancorp and Wilmington Trust Company, as Debenture Trustee, dated November 15, 1996 (incorporated by reference to Exhibit 4.1 to the Registrants’ Registration Statement on Form S-4, File No. 333-16991).
4.2   Certificate of Trust of USB Capital VI (incorporated by reference to Exhibit 4.7 to the Registrants’ Registration Statement on Form S-3, File No. 333-45211).
4.3   Form of Certificate of Amendment to Certificate of Trust of USB Capital VI.
4.4   Form of Amended and Restated Trust Agreement (incorporated by reference to Exhibit 4.14 to the Registrants’ Registration Statement on Form S-3, File No. 333-65358).
4.5   Form of Capital Security Certificate (included as part of Exhibit 4.4).
4.6   Form of Guarantee Agreement (incorporated by reference to Exhibit 4.19 to the Registrants’ Registration Statement on Form S-3, File No. 333-65358).

 

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EX-4.3 2 dex43.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OS USB CAPITAL VI. Form of Certificate of Amendment to Certificate of Trust os USB Capital VI.

Exhibit 4.3

 

CERTIFICATE OF AMENDMENT

TO

CERTIFICATE OF TRUST

OF

USB CAPITAL VI

 

THIS Certificate of Amendment of USB Capital VI (the “Trust”), is being duly executed and filed by the undersigned trustee to amend a statutory trust formed under the Delaware Statutory Trust Act (12 Del. C. § 3801 et seq.).

 

1. Name. The name of the statutory trust amended hereby is USB Capital VI.

 

2. Amendment of Trust. The Certificate of Trust of the Trust is hereby amended by changing the name and address of the Trustee in the State of Delaware to:

 

Delaware Trust Company, National Association

300 Delaware Avenue, 9th Floor

Wilmington, Delaware 19801

 

3. Effective Date. This Certificate of Amendment shall be effective upon filing.

 

IN WITNESS WHEREOF, the undersigned trustee of the Trust has executed this Certificate of Amendment in accordance with Section 3811(a)(2) of the Act.

 

   

/s/ Daryl N. Bible


Name:   Daryl N. Bible,
    not in his individual capacity but solely as Administrative Trustee
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