-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+ItGljLCwWFQu3bz6wRTTPRZmSQM3ukLh5COn7dwpxS9IzCPdFS+Uh5uiDSmETL +YYi5nzwknTe4AtvKJndmg== 0001189430-03-000002.txt : 20030417 0001189430-03-000002.hdr.sgml : 20030417 20030417170223 ACCESSION NUMBER: 0001189430-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030415 FILED AS OF DATE: 20030417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 03654795 BUSINESS ADDRESS: STREET 1: 601 2ND AVENUE SOUTH STREET 2: FIRST BANK PLACE CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 601 2ND AVENUE SOUTH STREET 2: FIRST BANK PLACE CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LEVIN JERRY W CENTRAL INDEX KEY: 0001189430 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net

1. Name and Address of Reporting Person*

Levin, Jerry W.

2. Issuer Name and Ticker or Trading Symbol
U.S. Bancorp (USB)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
    Officer (give title below)          Other (specify below)

                                                  

(Last)      (First)     (Middle)

American Household, Inc.
2381 Executive Center Drive

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
4/15/03

(Street)

Boca Raton, FL 33431

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Restricted Stock Units

1-for-1

 

 

 

 

 

 

 (1)

 (1)

Common Stock

2,545

 

2,545(2)

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.64

4/15/03

 

A

 

1,525

 

 (3)

4/15/13

Common Stock

1,525

 (4)

1,525

D

 

Non-Employee Director Stock Option (Right to Buy)

$21.53

 

 

 

 

 

 

 

1/02/13

Common Stock

12,200

 

12,200

D

 

Non-Employee Director Stock Option (Right to Buy)

$21.64

 

 

 

 

 

 

 

12/17/12

Common Stock

7,200

 

7,200

D

 

Non-Employee Director Stock Option (Right to Buy)

$18.95

 

 

 

 

 

 

 

10/01/12

Common Stock

575

 

575

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.18

 

 

 

 

 

 

 

7/01/12

Common Stock

1,825

 

1,825

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.16

 

 

 

 

 

 

 

4/01/12

Common Stock

800

 

800

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

9,150

 

9,150

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

8,600

 

8,600

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

1,750

 

1,750

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.02

 

 

 

 

 

 

 

10/01/11

Common Stock

1,125

 

1,125

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.31

 

 

 

 

 

 

 

7/02/11

Common Stock

375

 

375

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.20

 

 

 

 

 

 

 

4/02/11

Common Stock

625

 

625

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.60

 

 

 

 

 

 

 

3/12/11

Common Stock

7,350

 

7,350

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.34

 

 

 

 

 

 

 

2/27/11

Common Stock

15,000

 

15,000

D

 

Non-Employee Director Stock Option (Right to Buy)

$16.85

 

 

 

 

 

 

 

4/19/10

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$29.35

 

 

 

 

 

 

 

4/20/09

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$34.09

 

 

 

 

 

 

 

4/22/08

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$19.13

 

 

 

 

 

 

 

4/24/07

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$18.93

 

 

 

 

 

 

 

1/15/07

Common Stock

1,860

 

1,860

D

 

Non-Employee Director Stock Option (Right to Buy)

$15.68

 

 

 

 

 

 

 

4/17/06

Common Stock

5,692

 

5,692

D

 

Non-Employee Director Stock Option (Right to Buy)

$11.19

 

 

 

 

 

 

 

7/19/05

Common Stock

9,487

 

9,487

D

 

Explanation of Responses:

(1) The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.
(2) Includes restricted stock units acquired in January and April pursuant to a dividend reinvestment feature of the reporting person's restricted stock award.
(3) The option vests in four equal annual installments beginning on April 15, 2004.
(4) Stock Option acquired from Issuer in lieu of $7,500 of cash compensation for committee chairmanship under the 2001 Executive Stock Incentive Plan.
  By: /s/ By Lee R. Mitau
             For Jerry W. Levin
**Signature of Reporting Person		 4/17/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

 
POWER OF ATTORNEY



 This statement confirms that I have authorized and designated

Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of

them, as my attorney-in-fact to execute and file on my behalf all Forms

3, 4 and 5 (including any amendments) that I may be required to file

with the Securities and Exchange Commission as a result of my ownership

of or transactions in securities of U.S. Bancorp.  Their authority

under Statement shall continue until I am no longer required to file

Forms 4 and 5 with regard to my ownership of or transactions in

securities of U.S. Bancorp, unless I revoke it earlier writing.  I

acknowledge that they are not assuming any of my responsibilities to

comply with Section 16 of the Securities Exchange Act of 1934.





Dated:  8-29-02





    /s/Jerry W. Levin

    Signature





    Jerry W. Levin

    Printed Name
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