-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEt9A/v8Pgr/6tWsiY/uqkcUSU8/OgFMzI7olIIom7KC2dBz6/QWtuU6rYbVVILC rboPEHpdGkOx7ozc+5o3nA== 0001185490-03-000004.txt : 20030805 0001185490-03-000004.hdr.sgml : 20030805 20030805104202 ACCESSION NUMBER: 0001185490-03-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030804 FILED AS OF DATE: 20030805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOFFETT DAVID M CENTRAL INDEX KEY: 0001185490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 03822530 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-04 0000036104 US BANCORP \DE\ USB 0001185490 MOFFETT DAVID M U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 0100Vice Chairman, CFOCommon Stock, $0.01 par value2003-08-044F0844324.03D108893DCommon Stock, $0.01 par value2003-08-044M084436.7633A117336DCommon Stock, $0.01 par value2003-08-044F02524324.03D92093DCommon Stock, 0.01 par value2003-08-044M02524310.11A117336DCommon Stock, $0.01 par value2003-08-044M050006.7633A122336DCommon Stock, $0.01 par value2003-08-044S080023.81D121536DCommon Stock, $0.01 par value2003-08-044S010023.82D121436DCommon Stock, $0.01 par value2003-08-044S0410023.83D117336DCommon Stock, $0.01 par value983.91I401(k) PlanCommon Stock, $0.01 par value30291IBy SpouseDeferred Compensation Plan Participation2003-08-044M0215576.7633ACommon Stock110401.91110401.91DDeferred Compensation Plan Participation2003-08-044M03475710.11A< /transactionAmounts>Common Stock145158.91145158.91DEmployee Stock Option (Right to Buy)6.76332003-08-044M0300000D2005-12-09Common Stock4022210222DEmployee Stock Option (Right to Buy)10. 112003-08-044M0600000D2006-12-09Common Stock215118155118DEmployee Stock Option (Right to Buy)6.76332003-08-044M050000D2006-12-09Common Stock102225222DEmployee Stock Option (Right to Buy)21.642012-12-17Common Stock234000234000DEmployee Stock Option (Right to Buy)19.232011-12-18Common Stock260000260000DEmployee Stock Option (Right to Buy)21.68752010-12-12Common Stock350000350000DEmployee Stock Option (Right to Buy)21.3752009-12-14Common Stock195000195000DEmployee Stock Option (Right to Buy)28.89582009-01-12Common Stock345000345000DEmployee Stock Option (Right to Buy)23.79172008-11-20Common Stock270000270000DEmployee Stock Option (Right to Buy)18.91672007-12-09Common Stock52895289DEmployee Stock Option (Right to Buy)18.91672007-12-07Common Stock219711219711DEmployee Stock Option (Right to Buy)10.112006-12-10Common Stock98829882DEmployee Stock Option (Right to Buy)6.76332005-12-12Common Stock1477814778DBased on a plan report dated 7/31/03, the most recent plan report available.Deferred Compensation Plan Participation converts into common stock on a one-for-one basis and is payable in common stock following termination of the reporting person's employment with U.S. Bancorp or age 55, whichever is later.Includes additional amounts acquired in April and July pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan.The option vested in four equal annual installments beginning on December 12, 1996.The option vested in four equal annual installments beginning on December 10, 1997.The option vests 100% on December 17, 2007, or 25% on December 17th of each of 2003, 2004, 2005 and 2006 if certain performance criteria are met in those years.The option vests in four equal annual installments beginning on December 18, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on December 14, 2000.The option vests in full on January 12, 2004.The option vested in four equal annual installments beginning on November 20, 1999.The option vested in four equal annual installments beginning on December 9, 1998.The option vested in four equal annual installments beginning on December 10, 1997.The option vested in four equal annual installments beginning on December 12, 1996.Lee R. Mitau for David M. Moffett2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----