-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtAL0efM2Ty/MCLVdv3lOIHLSDHpIAhqvEWBweQesH1BP9zkH7D1vr95zJHx82/R H4gVCh+OmZ3AWF7mlgkbcA== 0001185489-03-000009.txt : 20031030 0001185489-03-000009.hdr.sgml : 20031030 20031030160522 ACCESSION NUMBER: 0001185489-03-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031028 FILED AS OF DATE: 20031030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON DELBERT WINSTON CENTRAL INDEX KEY: 0001189428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 03966813 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-28 0000036104 US BANCORP \DE\ USB 0001189428 JOHNSON DELBERT WINSTON SAFEGUARD SCIENTIFICS, INC. 800 THE SAFEGUARD BUILDING WAYNE PA 19087 1000Common Stock, $0.01 par value2003-10-284S02447227.02D6000DCommon Stock, $0.01 par value2003-10-294M0538918.93A11389DCommon Stock, $0.01 par value2003-10-294M090819.13A12297DCommon Stock, $0.01 par value2003-10-294M0645116.85A18748DCommon Stock, $0.01 par value2003-10-294M0750023.34A26248DCommon Stock, $0.01 par value2003-10-294M0367522.60A29923DCommon Stock, $0.01 par value2003-10-294M043723.20A30360DCommon Stock, $0.01 par value2003-10-294M068723.31A31047DCommon Stock, $0.01 par value2003-10-294M068722.02A31734DCommon Stock, $0.01 par value2003-10-294M050020.78A32234DCommon Stock, $0.01 par value2003-10-294M0215020.78A34384DRestricted Stock Units Common Stock25862586DNon-Employee Director Stock Option (Right to Buy)18.932003-10-294M0 53890D2007-01-15Common Stock53890DNon-Employee Director Stock Option (Right to Buy)19.132003-10-294M09080D2007-04-24Common Stock9080DNon-Employee Director Stock Option (Right to Buy)16.852003-10-294M064510D2010-04-19Common Stock64510DNon-Employee Director Stock Option (Right to Buy)23.342003-10-294M075000A2011-02-27Common Stock150007500DNon-Employee Director Stock Option (Right to Buy)22.602003-10-294M036750D2011-03-12Common Stock73503675DNon-Employee Director Stock Option (Right to Buy)23.202003-10-294M04370D2011-04-02Common Stock875438DNon-Employee Director Stock Option (Right to Buy)23.312003-10-294M06870D2011-07-02Common Stock1375688DNon-Employee Director Stock Option (Right to Buy)22.022003-10-294M06870D2011-10-01Common Stock1375688DNon-Employee Director Stock Option (Right to Buy)20.782003-10-294M05000D2012-01-02Common Stock20001500DNon-Employee Director Stock Option (Right to Buy)20.78200 3-10-294M021500D2012-01-02Common Stock86006450DNon-Employee Director Stock Option (Right to Buy)29.352009-04-20Common Stock64516451DNon-Employee Director Stock Option (Right to Buy)35.772007-04-24Common Stock39273927DNon-Employee Director Stock Option (Right to Buy)35.772006-04-17Common Stock36893689DNon-Employee Director Stock Option (Right to Buy)35.772005-04-26Common Stock31793179DNon-Employee Director Stock Option (Right to Buy)35.772004-04-27Common Stock20242024DNon-Employee Director Stock Option (R ight to Buy)35.772004-01-19Common Stock48444844DNon-Employee Director Stock Option (Right to Buy)34.092008-04-22Common Stock64516451DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.Includes restricted stock units acquired in January, April, July and October pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.The option was fully vested immediately after grant.The option vests in four equal annual installments beginning on February 27, 2002.The option vests in four equal annual installments beginning on March 12, 2002.The option vests in four equal annual installments beginning on April 2, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on January 2, 2003.Lee R. Mitau for Delbert W. Johnson2003-10-30 EX-24 3 attach_2.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 8-29-02 /s/Delbert W. Johnson Signature Delbert W. Johnson Printed Name -----END PRIVACY-ENHANCED MESSAGE-----