-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PsiZCY5ssFhUwq5RtrZwhOB+2IwpiWZCtCDVZnVXUVezTJVGaxwTq5hfK3k77gkJ eGw+AolWlLF2JuI5zBF6dQ== 0001183880-03-000003.txt : 20031030 0001183880-03-000003.hdr.sgml : 20031030 20031030154602 ACCESSION NUMBER: 0001183880-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031029 FILED AS OF DATE: 20031030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON JENNIE P CENTRAL INDEX KEY: 0001183880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 03966690 MAIL ADDRESS: STREET 1: 800 NOCOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-29 0000036104 US BANCORP \DE\ USB 0001183880 CARLSON JENNIE P U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 0100Executive Vice President, HRCommon Stock, $0.01 par value2003-10-304M045003.7633A28776.37DCommon Stock, $0.01 par value2003-10-304S0450027.50D24276.37DCommon Stock, $0.01 par value10984.25I401(k) PlanCommon Stock, $0.01 par value1800ISpouse IRADeferred Compensation Plan ParticipationCommon Stock4195.224195.22DEmployee Stock Option (Right to Buy)3.76332003-10-304M< equitySwapInvolved>045000D2004-12-10Common Stock90004500DEmployee Stock Option (Right to Buy)21.642012-12-17Common Stock133000133000DEmployee Stock Option (Right to Buy)20.782012-01-02 Common Stock3000030000DEmployee Stock Option (Right to Buy)19.232011-12-18Common Stock4500045000DEmployee Stock Option (Right to Buy)21.68752010-12-12Common Stock6500065000DEmployee Stock Option (Right to Buy)21.3752009-12-14Common Stock2500025000DEmployee Stock Option (Right to Buy)23.79172008-11-2 0Common Stock4500045000DEmployee Stock Option (Right to Buy)18.91672007-12-07Common Stock2400024000DEmployee Stock Option (Right to Buy)13.3752007-04-20Common Stock60006000DEmployee Stock Option (Right to Buy)10.112006-12-08Common Stock15751575DEmployee Stock Option (Right to Buy)6.76332005-12-09Common Stock90009000DBased on a plan report dated 9/30/03, the most recent plan report available.Deferred Compensation Plan Participation converts into common stock on a one-for-one basis.Deferred Compensation Plan Participation is payable in common stock following termination of the reporting person's employment with U.S. Bancorp, or ag e 55, whichever is later.Includes additional amounts acquired in April, July and October pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan.The option vested in four equal annual installments beginning on December 13, 1995.The option vests 100% on December 17, 2007, or 25% on December 17th of each of 2003, 2004, 2005 and 2006 if certain performance criteria are met in those years.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on December 18, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual i nstallments beginning on November 20, 1999.The option vested in four equal annual installments beginning on December 9, 1998.The option vested in four equal annual installments beginning on April 21, 1998.The option vested in four equal annual installments beginning on December 10, 1997.The option vested in four equal annual installments beginning on December 12, 1996.Lee R. Mitau for Jennie P. Carlson2003-10-30 -----END PRIVACY-ENHANCED MESSAGE-----