-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q01pN82pK3d2bIh6xCMKAaqnIbXkIC/Bar4kHfWhg4jfdVhjzjza9nrE4THaAjit xGYvGJ505wBeplQVqfCbLQ== 0000950134-02-009136.txt : 20020807 0000950134-02-009136.hdr.sgml : 20020807 20020807173056 ACCESSION NUMBER: 0000950134-02-009136 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020807 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 02722155 BUSINESS ADDRESS: STREET 1: 601 2ND AVENUE SOUTH STREET 2: FIRST BANK PLACE CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 601 2ND AVENUE SOUTH STREET 2: FIRST BANK PLACE CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 8-K 1 c71044e8vk.htm FORM 8-K U.S. Bancorp
Table of Contents

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 7, 2002

1-6880
(Commission File Number)

U.S. BANCORP
(Exact name of Registrant as specified in its charter)

     
DELAWARE
(State of incorporation)		   41-0255900
(I.R.S. Employer
Identification Number)

U.S. Bank Place
225 South Sixth Street, Minneapolis, Minnesota 55402-4302
(Address of Registrant’s principal executive office)

(612) 973-1111
(Registrant’s telephone number)

 

Statement Under Oath - Principal Executive Officer
Statement Under Oath - Principal Financial Officer

Table of Contents

ITEM 9. Regulation FD Disclosure.

     On August 7, 2002, each of the Chief Executive Officer, Jerry A. Grundhofer, and Chief Financial Officer, David M. Moffett, of U.S. Bancorp submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460.

     A copy of each statement is attached hereto as an Exhibit and incorporated herein by reference.

ITEM 7. Financial Statements and Exhibits

     (c)  Exhibits.

     
99.1   Statement under oath of principal executive officer dated August 7, 2002.
99.2   Statement under oath of principal financial officer dated August 7, 2002.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
      U.S. BANCORP
 
    By /s/ Lee R. Mitau
Lee R. Mitau
Executive Vice President

DATE: August 7, 2002

  EX-99.1 3 c71044exv99w1.htm STATEMENT UNDER OATH - PRINCIPAL EXECUTIVE OFFICER U.S. Bancorp

 

Exhibit 99.1

Statement Under Oath Of Principal Executive Officer And Principal Financial Officer
Regarding Facts And Circumstances Relating To Exchange Act Filings

I, Jerry A. Grundhofer, principal executive officer of U.S. Bancorp, state and attest that:

(1)   To the best of my knowledge, based upon a review of the covered reports of U.S. Bancorp, and, except as corrected or supplemented in a subsequent covered report:

  •   no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
  •   no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)   I have reviewed the contents of this statement with U.S. Bancorp’s Audit Committee.
 
(3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

  •   Annual Report on Form 10-K of U.S. Bancorp filed on February 28, 2002;
 
  •   all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of U.S. Bancorp filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
  •   any amendments to any of the foregoing.

         
    /s/ Jerry A. Grundhofer   Subscribed and sworn to before
    Jerry A. Grundhofer   me this 7th day of
    Chief Executive Officer   August 7, 2002.
         
    Date: August 7, 2002   /s/ Tracy J. Knewtson
        Notary Public
         
        My commission Expires:
        January 31, 2005

EX-99.2 4 c71044exv99w2.htm STATEMENT UNDER OATH - PRINCIPAL FINANCIAL OFFICER U.S. Bancorp

 

Exhibit 99.2

Statement Under Oath Of Principal Executive Officer And Principal Financial Officer
Regarding Facts And Circumstances Relating To Exchange Act Filings

I, David M. Moffett, principal financial officer of U.S. Bancorp, state and attest that:

(1)   To the best of my knowledge, based upon a review of the covered reports of U.S. Bancorp, and, except as corrected or supplemented in a subsequent covered report:

  •   no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
  •   no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)   I have reviewed the contents of this statement with U.S. Bancorp’s Audit Committee.
 
(3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

  •   Annual Report on Form 10-K of U.S. Bancorp filed on February 28, 2002;
 
  •   all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of U.S. Bancorp filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
  •   any amendments to any of the foregoing.

         
    /s/ David M. Moffett   Subscribed and sworn to before
    David M. Moffett   me this 7th day of
    Chief Financial Officer   August, 2002.
         
    Date: August 7, 2002   /s/ Tracy J. Knewtson
        Notary Public
         
        My commission Expires:
        January 31, 2005

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