-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfGKezY2y4A6W57/yjDVqbMQ3HZOoHmZ5rPdGQzBVOdGO1TEdWzf0NKb76IcmMPQ gmRD1xxQIdJ/YFTM3AANCQ== 0000941407-96-000016.txt : 19960624 0000941407-96-000016.hdr.sgml : 19960624 ACCESSION NUMBER: 0000941407-96-000016 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960621 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANK SYSTEM INC CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-08269 FILM NUMBER: 96583898 BUSINESS ADDRESS: STREET 1: FIRST BANK PL STREET 2: 601 SECOND AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 BUSINESS PHONE: 6129731111 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY TRUST CO INTERNATIONAL CENTRAL INDEX KEY: 0000941407 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135069335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 96TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123132527 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 SC 13G/A 1 WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* NAME OF ISSUER:First Bank Sys Inc Pfd Ser 1991 A 3.5625% TITLE OF CLASS OF SECURITIES: Convertible Pfd CUSIP: 319279501 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment l subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13-d-7). * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 319279501 1 NAME OF REPORTING PERSON S.S. OR I.R.S. ID NO Fiduciary Trust Company International OF ABOVE PERSON 13-5069335 2 CHECK THE APPROPRIATE (A) (B) XX BOX IF A MEMBER OF A A GROUP* 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York State NUMBER OF 5 SOLE VOTING POWER NA SHARES BENEFICIALLY 6 SHARED VOTING POWER NA OWNED BY EACH 7 SOLE DISPOSITIVE POWER NA REPORTING PERSON 8 SHARED DISPOSITIVE POWER NA WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED NA BY EACH REPORTING PERSON 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY Less than 5% IN ROW 9 12 TYPE OF REPORTING PERSON* BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ITEM 1 (a) Name of Issuer First Bank Systems (b)Address of Issuer's Principal First Bank Plaza,601 Second Ave. So. Executive Offices: Minneapolis, MN 55402 ITEM 2 (a) Name of Person Filing Fiduciary Trust Company International (b) Address of Principal Business Office or, if none, residence:Two World Trade Center New York, New York 10048 (c) Citizenship: New York (d) Title of Class Securities: Convertible Pfd (e) Cusip 319279501 ITEM 3 The person filing is: (a) Broker or Dealer registered under Section 15 of the Act (b) X Bank as defined in section 3 (a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act. (e) Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 (f) EBP, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b) (1) (ii) (F) (g) Parent Holding Company, in accordance with 240.13d-1(b) (ii) (G) (h) Group, in accordance with 240.13d-1(b) (1) (ii) (H) ITEM 4 OWNERSHIP (a) Amount Beneficially Owned: NA (b) Percent of Class: Less than 5% (c) Number of shares as to which each person has: (i) sole power to vote or to direct vote NA (ii) shared power to vote or to direct votNA (iii) sole power to dispose or to direct disposition of NA (iv) shared power to dispose or to direct the disposition of NA ITEM 5 Ownership of Five Percent or Less of a Class Fiduciary Trust Company International beneficially owns less than 5% of outstanding shares. ITEM 6 Ownership of More Than Five Percent On Behalf of Another Person NA ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NA ITEM 8 Identification and Classification of Members of the Group NA ITEM 9 Notice of Dissolution of Group NA ITEM 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with our as a participant in any transaction having such a purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE SIGNATURE 06/21/96 F.K. Granville WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 THIS IS A COPY OF THE ORIGINALLY FILED "PAPER" SUBMISSION (AMENDMENT NO. )* NAME OF ISSUER:First Bank Sys Inc Pfd Ser 1991 A 3.5625 TITLE OF CLASS OF SECURITIES: Convertible Pfd CUSIP: 319279501 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment l subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13-d-7). * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 319279501 1 NAME OF REPORTING PERSON S.S. OR I.R.S. ID NO Fiduciary Trust Company International OF ABOVE PERSON 13-5069335 2 CHECK THE APPROPRIATE (A) (B) XX BOX IF A MEMBER OF A A GROUP* 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York State NUMBER OF 5 SOLE VOTING POWER 223100 SHARES BENEFICIALLY 6 SHARED VOTING POWER 19100 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 25000 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 217200 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED 242200 BY EACH REPORTING PERSON 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY 11.34 IN ROW 9 12 TYPE OF REPORTING PERSON* BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ITEM 1 (a) Name of Issuer First Bank Systems Inc. (b)Address of Issuer's Principal First Bank Plaza 601 Second Ave. So Executive Offices: Minneapolis, MN 55402 ITEM 2 (a) Name of Person Filing Fiduciary Trust Company International (b) Address of Principal Business Office or, if none, residence: Two World Trade Center New York, New York 10048 (c) Citizenship: New York (d) Title of Class Securities: Convertible Pfd (e) Cusip 319279501 ITEM 3 The person filing is: (a) Broker or Dealer registered under Section 15 of the Act (b) X Bank as defined in section 3 (a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act. (e) Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 (f) EBP, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b) (1) (ii) (F) (g) Parent Holding Company, in accordance with 240.13d-1(b) (ii) (G) (h) Group, in accordance with 240.13d-1(b) (1) (ii) (H) ITEM 4 OWNERSHIP (a) Amount Beneficially Owned: 242200 (b) Percent of Class: 11.34 (c) Number of shares as to which each person has: (i) sole power to vote or to direct vote 223100 (ii) shared power to vote or to direct vot 19100 (iii) sole power to dispose or to direct disposition of 25000 (iv) shared power to dispose or to direct the disposition of 217200 ITEM 5 Ownership of Five Percent or Less of a Class NA ITEM 6 Ownership of More Than Five Percent On Behalf of Another Person Fiduciary Trust Company International shares voting and dispositive power with respect to 200000 shares with its client, The United Nations Joint Staff Pension Fund. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NA ITEM 8 Identification and Classification of Members of the Group NA ITEM 9 Notice of Dissolution of Group NA ITEM 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with our as a participant in any transaction having such a purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE SIGNATURE 02/01/96 F.K. Granville -----END PRIVACY-ENHANCED MESSAGE-----