-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHVZGLr37tf7bLXUVFslgd2Uq0+VaI3TEF+Jr7sBbnM65f0ffJqLrgTERQt+s7xS 64VAa6B3UB6KTYG2939Aeg== 0000036104-09-000055.txt : 20090304 0000036104-09-000055.hdr.sgml : 20090304 20090304171833 ACCESSION NUMBER: 0000036104-09-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090302 FILED AS OF DATE: 20090304 DATE AS OF CHANGE: 20090304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otting Joseph M CENTRAL INDEX KEY: 0001323101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 09656374 BUSINESS ADDRESS: BUSINESS PHONE: 612-303-7857 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-02 0000036104 US BANCORP \DE\ USB 0001323101 Otting Joseph M U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 Vice Chairman Restricted Stock Units 2009-03-02 4 A 0 47710 0 A Common Stock 47710 47710 D Employee Stock Option (Right to Buy) 13.10 2009-03-02 4 A 0 172176 0 A 2019-03-02 Common Stock 172176 172176 D Restricted stock units convert into common stock on a one-for-one basis. On March 2, 2010, immediately prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 150%, or decrease to as little as 25%, of the initial number of units. The company will not pay or accrue any compensation under the award to the extent that such payment or accrual is prohibited under the American Recovery and Reinvestment Act of 2009, any regulations thereunder or any other laws or regulations. The restricted stock units vest in four equal annual installments beginning on March 2, 2010 unless forfeited earlier due to termination of employment for cause. The option vests in four equal annual installments beginning on March 2, 2010. Lee R. Mitau for Joseph M. Otting 2009-03-04 -----END PRIVACY-ENHANCED MESSAGE-----