-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0369kJuccOQeI15i8u9YDC/AFiw5lqCG8cp5GDpFMsaOAUxXxWoBH8LobjaOgpR s3EB6j8uNFOjCYgVwq5BHQ== 0000036104-07-000190.txt : 20071023 0000036104-07-000190.hdr.sgml : 20071023 20071023181701 ACCESSION NUMBER: 0000036104-07-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071023 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 071186473 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-23 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $0.01 par value 2007-10-23 4 M 0 118804 21.2306 D 118804 D Common Stock, $0.01 par value 2007-10-23 4 M 0 60408 23.631 D 179212 D Common Stock, $0.01 par value 2007-10-23 4 M 0 48328 23.631 D 227540 D Common Stock, $0.01 par value 2007-10-23 4 S 0 800 31.22 D 226740 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1900 31.23 D 224840 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1600 31.24 D 223240 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1600 31.25 D 221640 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1200 31.26 D 220440 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1500 31.27 D 218940 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3800 31.28 D 215140 D Common Stock, $0.01 par value 2007-10-23 4 S 0 4900 31.29 D 210240 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3000 31.30 D 207240 D Common Stock, $0.01 par value 2007-10-23 4 S 0 6400 31.31 D 200840 D Common Stock, $0.01 par value 2007-10-23 4 S 0 4200 31.32 D 196640 D Common Stock, $0.01 par value 2007-10-23 4 S 0 100 31.325 D 196540 D Common Stock, $0.01 par value 2007-10-23 4 S 0 6100 31.33 D 190440 D Common Stock, $0.01 par value 2007-10-23 4 S 0 7400 31.34 D 183040 D Common Stock, $0.01 par value 2007-10-23 4 S 0 10704 31.35 D 172336 D Common Stock, $0.01 par value 2007-10-23 4 S 0 4700 31.36 D 167636 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3400 31.37 D 164236 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3600 31.38 D 160636 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3500 31.39 D 157136 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3700 31.40 D 153436 D Common Stock, $0.01 par value 2007-10-23 4 S 0 2100 31.41 D 151336 D Common Stock, $0.01 par value 2007-10-23 4 S 0 2300 31.42 D 149036 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3200 31.43 D 145836 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1000 31.44 D 144836 D Common Stock, $0.01 par value 2007-10-23 4 S 0 1100 31.45 D 143736 D Common Stock, $0.01 par value 2007-10-23 4 S 0 3500 31.46 D 140236 D Common Stock, $0.01 par value 2007-10-23 4 S 0 100 31.465 D 140136 D Employee Stock Option (Right to Buy) 21.2306 2007-10-23 4 M 0 118804 0 D 2007-12-31 Common Stock 118804 0 D Employee Stock Option (Right to Buy) 23.631 2007-10-23 4 M 0 60408 0 D 2007-12-31 Common Stock 60408 0 D Employee Stock Option (Right to Buy) 23.631 2007-10-23 4 M 0 48328 0 D 2007-12-31 Common Stock 48328 0 D The option vested in four equal annual installments beginning on December 14, 2000. The option vested in four equal annual installments beginning on November 20, 1999. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of three Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the transactions can be found on other Form 4 reports concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----