-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWcYsqUBqo9IyxHyK963nqQkp2dJn9Du8RWKoOd1mOFvF1EewYuTEdb5jw1mwNp8 v+QMlAsm2nuH9fHZ16V3IA== 0000036104-07-000146.txt : 20070724 0000036104-07-000146.hdr.sgml : 20070724 20070724183604 ACCESSION NUMBER: 0000036104-07-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070720 FILED AS OF DATE: 20070724 DATE AS OF CHANGE: 20070724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 07997186 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-20 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $0.01 par value 2007-07-20 4 M 0 1065 18.7889 A 1065 D Common Stock, $0.01 par value 2007-07-20 4 M 0 107669 18.7889 A 108734 D Common Stock, $0.01 par value 2007-07-20 4 M 0 120816 23.631 A 229550 D Common Stock, $0.01 par value 2007-07-20 4 S 0 400 31.80 D 229150 D Common Stock, $0.01 par value 2007-07-20 4 S 0 400 31.81 D 228750 D Common Stock, $0.01 par value 2007-07-20 4 S 0 300 31.8125 D 228450 D Common Stock, $0.01 par value 2007-07-20 4 S 0 5600 31.82 D 222850 D Common Stock, $0.01 par value 2007-07-20 4 S 0 100 31.8225 D 222750 D Common Stock, $0.01 par value 2007-07-20 4 S 0 12950 31.83 D 209800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 5500 31.8325 D 204300 D Common Stock, $0.01 par value 2007-07-20 4 S 0 4000 31.84 D 200300 D Common Stock, $0.01 par value 2007-07-20 4 S 0 6400 31.85 D 193900 D Common Stock, $0.01 par value 2007-07-20 4 S 0 7300 31.86 D 186600 D Common Stock, $0.01 par value 2007-07-20 4 S 0 9800 31.87 D 176800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 8733 31.88 D 168067 D Common Stock, $0.01 par value 2007-07-20 4 S 0 400 31.885 D 167667 D Common Stock, $0.01 par value 2007-07-20 4 S 0 5167 31.89 D 162500 D Common Stock, $0.01 par value 2007-07-20 4 S 0 8700 31.90 D 153800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 10500 31.91 D 143300 D Common Stock, $0.01 par value 2007-07-20 4 S 0 4400 31.92 D 138900 D Common Stock, $0.01 par value 2007-07-20 4 S 0 4000 31.93 D 134900 D Common Stock, $0.01 par value 2007-07-20 4 S 0 12800 31.94 D 122100 D Common Stock, $0.01 par value 2007-07-20 4 S 0 8300 31.95 D 113800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 10000 31.96 D 103800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 10000 31.97 D 93800 D Common Stock, $0.01 par value 2007-07-20 4 S 0 9600 31.98 D 84200 D Common Stock, $0.01 par value 2007-07-20 4 S 0 5900 31.99 D 78300 D Common Stock, $0.01 par value 2007-07-20 4 S 0 6771 32.00 D 71529 D Common Stock, $0.01 par value 2007-07-20 4 S 0 10929 32.01 D 60600 D Common Stock, $0.01 par value 2007-07-20 4 S 0 10800 32.02 D 49800 D Employee Stock Option (Right to Buy) 18.7889 2007-07-20 4 M 0 1065 0 D 2007-12-09 Common Stock 1065 1065 D Employee Stock Option (Right to Buy) 18.7889 2007-07-20 4 M 0 107669 0 D 2007-12-07 Common Stock 107669 107671 D Employee Stock Option (Right to Buy) 23.631 2007-07-20 4 M 0 120816 0 D 2007-12-31 Common Stock 120816 60408 D The option vested in four equal annual installments beginning on December 9, 1998. The option vested in four equal annual installments begining on November 20, 1999. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of two Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the transactions can be found on another Form 4 concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2007-07-24 -----END PRIVACY-ENHANCED MESSAGE-----