-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SG6MDG5e3ZpextX7A1cGQysj/q3xkkwMW1O3WgcbNZb4GkJ/WnnD4K/hAqbuc1+x /Ib6QJh1U6MDE8zN/ImK8w== 0000036104-07-000040.txt : 20070123 0000036104-07-000040.hdr.sgml : 20070123 20070123182119 ACCESSION NUMBER: 0000036104-07-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070122 FILED AS OF DATE: 20070123 DATE AS OF CHANGE: 20070123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 07547810 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-22 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $0.01 par value 2007-01-22 4 M 0 215455 21.541 A 215455 D Common Stock, $0.01 par value 2007-01-22 4 S 0 500 35.26 D 214955 D Common Stock, $0.01 par value 2007-01-22 4 S 0 2200 35.27 D 212755 D Common Stock, $0.01 par value 2007-01-22 4 S 0 1400 35.28 D 211355 D Common Stock, $0.01 par value 2007-01-22 4 S 0 1800 35.29 D 209555 D Common Stock, $0.01 par value 2007-01-22 4 S 0 3900 35.30 D 205655 D Common Stock, $0.01 par value 2007-01-22 4 S 0 6355 35.31 D 199300 D Common Stock, $0.01 par value 2007-01-22 4 S 0 4900 35.32 D 194400 D Common Stock, $0.01 par value 2007-01-22 4 S 0 4700 35.33 D 189700 D Common Stock, $0.01 par value 2007-01-22 4 S 0 11900 35.34 D 177800 D Common Stock, $0.01 par value 2007-01-22 4 S 0 24400 35.35 D 153400 D Common Stock, $0.01 par value 2007-01-22 4 S 0 17100 35.36 D 136300 D Common Stock, $0.01 par value 2007-01-22 4 S 0 10700 35.37 D 125600 D Common Stock, $0.01 par value 2007-01-22 4 S 0 16500 35.38 D 109100 D Common Stock, $0.01 par value 2007-01-22 4 S 0 12000 35.39 D 97100 D Common Stock, $0.01 par value 2007-01-22 4 S 0 24100 35.40 D 73000 D Common Stock, $0.01 par value 2007-01-22 4 S 0 13900 35.41 D 59100 D Common Stock, $0.01 par value 2007-01-22 4 S 0 18500 35.42 D 40600 D Common Stock, $0.01 par value 2007-01-22 4 S 0 14500 35.43 D 26100 D Common Stock, $0.01 par value 2007-01-22 4 S 0 8000 35.44 D 18100 D Common Stock, $0.01 par value 2007-01-22 4 S 0 9200 35.45 D 8900 D Common Stock, $0.01 par value 2007-01-22 4 S 0 1000 35.46 D 7900 D Common Stock, $0.01 par value 2007-01-22 4 S 0 300 35.47 D 7600 D Common Stock, $0.01 par value 2007-01-22 4 S 0 2700 35.48 D 4900 D Common Stock, $0.01 par value 2007-01-22 4 S 0 1200 35.49 D 3700 D Common Stock, $0.01 par value 2007-01-22 4 S 0 200 35.50 D 3500 D Common Stock, $0.01 par value 2007-01-22 4 S 0 2700 35.51 D 800 D Common Stock, $0.01 par value 2007-01-22 4 S 0 800 35.52 D 0 D Common Stock, $0.01 par value 24540.2744 I By 401(k) plan Common Stock, $0.01 par value 15000 I By IRA Employee Stock Option (Right to Buy) 21.541 2007-01-22 4 M 0 215455 0 D 2007-12-31 Common Stock 215455 646366 D Based on a plan report dated December 31, 2006, the most recent plan report available. The option vested in four equal annual installments beginning on December 12, 2001. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of two Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the information can be found on another Form 4 concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----