-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EDoDlkqvVO3j/KCZhbA/mV8rKTsJ+oyZt+GK0+9sMzH0uizNARJaYJNr481QC7o/ ybkuZ2DSYdCveLPfj5iIaA== 0000036104-07-000038.txt : 20070123 0000036104-07-000038.hdr.sgml : 20070123 20070123182152 ACCESSION NUMBER: 0000036104-07-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070119 FILED AS OF DATE: 20070123 DATE AS OF CHANGE: 20070123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 07547817 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-19 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $0.01 par value 2007-01-19 4 M 0 1065 18.7889 A 1065 D Common Stock, $0.01 par value 2007-01-19 4 M 0 107669 18.7889 A 108734 D Common Stock, $0.01 par value 2007-01-19 4 M 0 120816 23.631 A 229550 D Common Stock, $0.01 par value 2007-01-19 4 S 0 1000 35.31 D 228550 D Common Stock, $0.01 par value 2007-01-19 4 S 0 4300 35.32 D 224250 D Common Stock, $0.01 par value 2007-01-19 4 S 0 3800 35.33 D 220450 D Common Stock, $0.01 par value 2007-01-19 4 S 0 800 35.34 D 219650 D Common Stock, $0.01 par value 2007-01-19 4 S 0 1700 35.35 D 217950 D Common Stock, $0.01 par value 2007-01-19 4 S 0 3200 35.37 D 214750 D Common Stock, $0.01 par value 2007-01-19 4 S 0 2400 35.38 D 212350 D Common Stock, $0.01 par value 2007-01-19 4 S 0 10200 35.39 D 202150 D Common Stock, $0.01 par value 2007-01-19 4 S 0 10300 35.40 D 191850 D Common Stock, $0.01 par value 2007-01-19 4 S 0 3600 35.41 D 188250 D Common Stock, $0.01 par value 2007-01-19 4 S 0 7800 35.42 D 180450 D Common Stock, $0.01 par value 2007-01-19 4 S 0 13825 35.43 D 166625 D Common Stock, $0.01 par value 2007-01-19 4 S 0 7875 35.44 D 158750 D Common Stock, $0.01 par value 2007-01-19 4 S 0 6800 35.45 D 151950 D Common Stock, $0.01 par value 2007-01-19 4 S 0 4900 35.46 D 147050 D Common Stock, $0.01 par value 2007-01-19 4 S 0 6450 35.47 D 140600 D Common Stock, $0.01 par value 2007-01-19 4 S 0 3000 35.48 D 137600 D Common Stock, $0.01 par value 2007-01-19 4 S 0 5300 35.49 D 132300 D Common Stock, $0.01 par value 2007-01-19 4 S 0 3400 35.50 D 128900 D Common Stock, $0.01 par value 2007-01-19 4 S 0 16600 35.51 D 112300 D Common Stock, $0.01 par value 2007-01-19 4 S 0 4300 35.52 D 108000 D Common Stock, $0.01 par value 2007-01-19 4 S 0 4100 35.53 D 103900 D Common Stock, $0.01 par value 2007-01-19 4 S 0 1500 35.54 D 102400 D Common Stock, $0.01 par value 2007-01-19 4 S 0 2300 35.57 D 100100 D Common Stock, $0.01 par value 2007-01-19 4 S 0 4900 35.58 D 95200 D Common Stock, $0.01 par value 2007-01-19 4 S 0 2600 35.59 D 92600 D Common Stock, $0.01 par value 2007-01-19 4 S 0 5800 35.60 D 86800 D Employee Stock Option (Right to Buy) 18.7889 2007-01-19 4 M 0 1065 0 D 2007-12-09 Common Stock 1065 3195 D Employee Stock Option (Right to Buy) 18.7889 2007-01-19 4 M 0 107669 0 D 2007-12-07 Common Stock 107669 323009 D Employee Stock Option (Right to Buy) 23.631 2007-01-19 4 M 0 120816 0 D 2007-12-31 Common Stock 120816 302040 D The option vested in four equal annual installments beginning on December 9, 1998. The option vested in four equal annual installments beginning on November 20, 1999. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of two Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the transactions can be found on another Form 4 concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----