-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjlG5W1mEQ4StP72ovXL1xGpcN5GNj95e00fJGGUlF4d6+nJaFc20tw6lJng7I8l EpPWDNJ/d/YfYGEiiKLECA== 0000036104-07-000015.txt : 20070119 0000036104-07-000015.hdr.sgml : 20070119 20070119120908 ACCESSION NUMBER: 0000036104-07-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070117 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN JERRY W CENTRAL INDEX KEY: 0001189430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 07539971 BUSINESS ADDRESS: BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-17 0000036104 US BANCORP \DE\ USB 0001189430 LEVIN JERRY W JW LEVIN PARTNERS, LLC 9 WEST 57TH STREET NEW YORK NY 10019 1 0 0 0 Restricted Stock Units 2007-01-17 4 A 0 1678 0 A Common Stock 1678 1678 D Restricted Stock Units Common Stock 1842 1842 D Restricted Stock Units Common Stock 1896 1896 D Restricted Stock Units Common Stock 2124 2124 D Restricted Stock Units Common Stock 2982 2982 D Non-Employee Director Stock Option (Right to Buy) 35.76 2007-01-17 4 A 0 35845 0 A 2017-01-17 Common Stock 35845 35845 D Restricted stock units convert into common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on January 17, 2008. Units are payable in common stock when the reporting person retires in accordance with Company's director retirement policy, the reporting person's board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause. The restricted stock units vest in four equal annual installments beginning on January 17, 2007. Units are payable in common stock when the reporting person retires in accordance with Company's director retirement policy, the reporting person's board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause. Includes restricted stock units acquired in April, July and October of 2006 and January 2007 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award. The restricted stock units vest in four equal annual installments beginning on January 18, 2006. Units are payable in common stock when the reporting person retires in accordance with Company's director retirement policy, the reporting person's board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause. The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with Company's director retirement policy, the reporting person's board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause. The restricted stock units vested in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with Company's director retirement policy, the reporting person's board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause. The option vests in four equal annual installments beginning on January 17, 2008. Lee R. Mitau for Jerry W. Levin 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----