-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LduFasoUmriW87kN3a+XRK5xq7XnUTUJQ29SMEvFEG9aidRD50cP/QJ5mVs9oz8B m7Qn98oXnsn2UEfMBCunZQ== 0000036104-07-000004.txt : 20070117 0000036104-07-000004.hdr.sgml : 20070117 20070117181855 ACCESSION NUMBER: 0000036104-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070115 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 07536088 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-15 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Restricted Stock Units 2007-01-15 4 D 0 371910 D Common Stock 371910 0 D Under the terms of Mr. Grundhofer's employment agreement and in connection with his retirement from U.S Bancorp, these restricted stock units were surrendered in exchange for an additional benefit under the U.S. Bancorp Non-qualified Retirement plan. The additional benefit has an actuarial value equivalent to the defined market value of the units surrendered, which was $34.54 per unit. Includes restricted stock units acquired on a quarterly basis since the original restricted stock unit grant on January 2, 2002 pursuant to a dividend resinvestment feature of the restrcited stock award. These restricted stock units vested on December 31, 2006, and would have been distributed in shares of common stock on a one-for-one basis on January 15, 2006. However, pursuant to his employment agreement, Mr. Grundhofer had previously elected to surrender these restricted stock units as described in footnote 1. Lee R. Mitau for Jerry A. Grundhofer 2006-01-17 -----END PRIVACY-ENHANCED MESSAGE-----