-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vu+ZwEfMtuK4JvAs180oFySKc9SFSTuTFHSknU1PjDaVyB/E7I9fnZMqE9A1SP+o xCIDtxZ8KxHI/FBPOEmpbA== 0000036104-06-000170.txt : 20061024 0000036104-06-000170.hdr.sgml : 20061024 20061024185530 ACCESSION NUMBER: 0000036104-06-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061023 FILED AS OF DATE: 20061024 DATE AS OF CHANGE: 20061024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 061161182 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-23 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Chairman and CEO Common Stock, $0.01 par value 2006-10-23 4 M 0 108734 23.631 A 108734 D Common Stock, $0.01 par value 2006-10-23 4 M 0 106721 21.2306 A 215455 D Common Stock, $0.01 par value 2006-10-23 4 S 0 700 33.30 D 214755 D Common Stock, $0.01 par value 2006-10-23 4 S 0 3000 33.31 D 211755 D Common Stock, $0.01 par value 2006-10-23 4 S 0 100 33.33 D 211655 D Common Stock, $0.01 par value 2006-10-23 4 S 0 800 33.36 D 210855 D Common Stock, $0.01 par value 2006-10-23 4 S 0 600 33.37 D 210255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 2300 33.38 D 207955 D Common Stock, $0.01 par value 2006-10-23 4 S 0 1700 33.39 D 206255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 700 33.40 D 205555 D Common Stock, $0.01 par value 2006-10-23 4 S 0 700 33.41 D 204855 D Common Stock, $0.01 par value 2006-10-23 4 S 0 4300 33.43 D 200555 D Common Stock, $0.01 par value 2006-10-23 4 S 0 600 33.44 D 199955 D Common Stock, $0.01 par value 2006-10-23 4 S 0 700 33.46 D 199255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 2000 33.48 D 197255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 4300 33.49 D 192955 D Common Stock, $0.01 par value 2006-10-23 4 S 0 6600 33.50 D 186355 D Common Stock, $0.01 par value 2006-10-23 4 S 0 12300 33.51 D 174055 D Common Stock, $0.01 par value 2006-10-23 4 S 0 4400 33.52 D 169655 D Common Stock, $0.01 par value 2006-10-23 4 S 0 17600 33.53 D 152055 D Common Stock, $0.01 par value 2006-10-23 4 S 0 11400 33.54 D 140655 D Common Stock, $0.01 par value 2006-10-23 4 S 0 7100 33.55 D 133555 D Common Stock, $0.01 par value 2006-10-23 4 S 0 5900 33.56 D 127655 D Common Stock, $0.01 par value 2006-10-23 4 S 0 16400 33.57 D 111255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 15100 33.58 D 96155 D Common Stock, $0.01 par value 2006-10-23 4 S 0 5500 33.59 D 90655 D Common Stock, $0.01 par value 2006-10-23 4 S 0 6300 33.60 D 84355 D Common Stock, $0.01 par value 2006-10-23 4 S 0 6100 33.61 D 78255 D Common Stock, $0.01 par value 2006-10-23 4 S 0 6300 33.62 D 71955 D Common Stock, $0.01 par value 2006-10-23 4 S 0 7900 33.63 D 64055 D Employee Stock Option (Right to Buy) 23.631 2006-10-23 4 M 0 108734 0 D 2008-11-20 Common Stock 108734 434938 D Employee Stock Option (Right to Buy) 21.2306 2006-10-23 4 M 0 106721 0 D 2009-12-14 Common Stock 106721 487291 D The option vested in four equal annual installments beginning on November 20, 1999. The option vested in four equal annual installments beginning on December 14, 2000. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of two Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the transactions can be found on another Form 4 concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2006-10-24 -----END PRIVACY-ENHANCED MESSAGE-----