-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzgB2JPOKhCY0JxZ6WjM0gqFpOeWd33XLwS+tDccnnxfb93JMlWLVg0G5ttKIqZq vxRTKWEeMz5e1YiWLihxrA== 0000036104-06-000168.txt : 20061024 0000036104-06-000168.hdr.sgml : 20061024 20061024185351 ACCESSION NUMBER: 0000036104-06-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061024 DATE AS OF CHANGE: 20061024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDHOFER JERRY A CENTRAL INDEX KEY: 0001105789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 061161179 BUSINESS ADDRESS: STREET 1: 7000 MIDLAND BLVD CITY: AMELIA STATE: OH ZIP: 45102 BUSINESS PHONE: 5139437500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (651)466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-20 0000036104 US BANCORP \DE\ USB 0001105789 GRUNDHOFER JERRY A U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Chairman and CEO Common Stock, $0.01 par value 2006-10-20 4 M 0 1065 18.7889 A 1065 D Common Stock, $0.01 par value 2006-10-20 4 M 0 107669 18.7889 A 108734 D Common Stock, $0.01 par value 2006-10-20 4 M 0 120816 23.631 A 229550 D Common Stock, $0.01 par value 2006-10-20 4 S 0 1500 33.34 D 228050 D Common Stock, $0.01 par value 2006-10-20 4 S 0 5600 33.35 D 222450 D Common Stock, $0.01 par value 2006-10-20 4 S 0 9200 33.36 D 213250 D Common Stock, $0.01 par value 2006-10-20 4 S 0 5400 33.37 D 207850 D Common Stock, $0.01 par value 2006-10-20 4 S 0 13100 33.38 D 194750 D Common Stock, $0.01 par value 2006-10-20 4 S 0 11500 33.39 D 183250 D Common Stock, $0.01 par value 2006-10-20 4 S 0 16000 33.40 D 167250 D Common Stock, $0.01 par value 2006-10-20 4 S 0 10650 33.41 D 156600 D Common Stock, $0.01 par value 2006-10-20 4 S 0 6500 33.42 D 150100 D Common Stock, $0.01 par value 2006-10-20 4 S 0 18200 33.43 D 131900 D Common Stock, $0.01 par value 2006-10-20 4 S 0 13500 33.44 D 118400 D Common Stock, $0.01 par value 2006-10-20 4 S 0 10700 33.45 D 107700 D Common Stock, $0.01 par value 2006-10-20 4 S 0 9000 33.46 D 98700 D Common Stock, $0.01 par value 2006-10-20 4 S 0 7200 33.47 D 91500 D Common Stock, $0.01 par value 2006-10-20 4 S 0 14000 33.48 D 77500 D Common Stock, $0.01 par value 2006-10-20 4 S 0 6600 33.49 D 70900 D Common Stock, $0.01 par value 2006-10-20 4 S 0 6800 33.50 D 64100 D Common Stock, $0.01 par value 2006-10-20 4 S 0 2500 33.51 D 61600 D Common Stock, $0.01 par value 2006-10-20 4 S 0 8400 33.52 D 53200 D Common Stock, $0.01 par value 2006-10-20 4 S 0 11700 33.53 D 41500 D Common Stock, $0.01 par value 2006-10-20 4 S 0 9700 33.54 D 31800 D Common Stock, $0.01 par value 2006-10-20 4 S 0 8800 33.55 D 23000 D Common Stock, $0.01 par value 2006-10-20 4 S 0 5400 33.56 D 17600 D Common Stock, $0.01 par value 2006-10-20 4 S 0 4100 33.57 D 13500 D Common Stock, $0.01 par value 2006-10-20 4 S 0 4300 33.58 D 9200 D Common Stock, $0.01 par value 2006-10-20 4 S 0 2800 33.59 D 6400 D Common Stock, $0.01 par value 2006-10-20 4 S 0 2700 33.60 D 3700 D Employee Stock Option (Right to Buy) 18.7889 2006-10-20 4 M 0 1065 0 D 2007-12-09 Common Stock 1065 4260 D Employee Stock Option (Right to Buy) 18.7889 2006-10-20 4 M 0 107699 0 D 2007-12-07 Common Stock 107669 430678 D Employee Stock Option (Right to Buy) 23.631 2006-10-20 4 M 0 120816 0 D 2008-11-20 Common Stock 120816 483264 D The option vested in four equal annual installments beginning on December 9, 1998. The option vested in four equal annual installments beginning on November 20, 1999. A. The transactions reported on this form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on August 3, 2006. B. This is the first of two Form 4 reports reporting transactions by the Reporting Person on the transaction date. The remainder of the transactions can be found on another Form 4 concurrently filed by the Reporting Person. Lee R. Mitau for Jerry A. Grundhofer 2006-10-24 -----END PRIVACY-ENHANCED MESSAGE-----