0000036104-05-000070.txt : 20120705
0000036104-05-000070.hdr.sgml : 20120704
20050131082122
ACCESSION NUMBER: 0000036104-05-000070
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 3
FILED AS OF DATE: 20050131
DATE AS OF CHANGE: 20050131
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE FINANCIAL CORP /WA/
CENTRAL INDEX KEY: 0001046025
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 911857900
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78739
FILM NUMBER: 05559920
BUSINESS ADDRESS:
STREET 1: 201 FIFTH AVENUE S.W.
STREET 2: P O BOX 1578
CITY: OLYMPIA
STATE: WA
ZIP: 98501
BUSINESS PHONE: 3609431500
MAIL ADDRESS:
STREET 1: 205 5TH AVE SW
STREET 2: P O BOX 1578
CITY: OLYMPIA
STATE: WA
ZIP: 98501
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612)973-1111
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
SC 13G/A
1
heritage2004.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Heritage Financial Corp
(Name of Issuer)
Common
(Title of Class of Securities)
42722X106
(CUSIP Number)
December 31, 2004
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
13G
CUSIP No. 42722X106
1.
Names of Reporting Persons.
U.S. Bancorp
800 Nicollet Mall
Minneapolis, MN 55402-7020
I.R.S. Identification Nos. of above persons (entities only).
41-0255900
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
3.
SEC Use Only
4.
Citizenship or Place of Organization
Delaware, U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 0
6. Shared Voting Power: 0
7. Sole Dispositive Power: 0
8. Shared Dispositive Power: 0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
11.
Percent of Class Represented by Amount in Row (9)
0.00
12.
Type of Reporting Person (See Instructions)
H.C.
13G
CUSIP No. 42722X106
1.
Names of Reporting Persons.
U.S. Bank, National Association
I.R.S. Identification Nos. of above persons (entities only).
41-0417860
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
3.
SEC Use Only
4.
Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 0
6. Shared Voting Power: 0
7. Sole Dispositive Power: 0
8. Shared Dispositive Power: 0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[ ]
11.
Percent of Class Represented by Amount in Row (9)
0.00
12.
Type of Reporting Person (See Instructions)
BK
Item 1.
(a)
Name of Issuer
Heritage Financial Corp
(b)
Address of Issuer's Principal Executive Offices
Heritage Financial Corp
205 Fifth Ave. S. W.
Olympia, WA 98501
Item 2.
(a)
Name of Person Filing
U.S. Bancorp
U.S. Bank, National Association
(b)
Address of Principal Business Office or, if none, Residence
U.S. Bancorp
800 Nicollet Mall
Minneapolis, MN 55402
U.S. Bank
800 Nicollet Mall
Minneapolis, MN 55402
(c)
Citizenship
U.S. Bancorp: Delaware
U.S. Bank, National Association: Delaware
(d)
Title of Class of Securities
Common
(e)
CUSIP Number
42722X106
Item 3.
The person filing is a:
U.S. Bancorp: Parent Holding Company
U.S. Bank, National Association: Bank
Item 4.
Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in
Item 1.
(a)
Amount beneficially owned: 0
(b)
Percent of class: 0.00
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct vote: 0
(iii) Sole power to dispose or to direct the disposition of:
0
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [X].
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Accounts or persons have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, such
securities. To our knowledge no such interest of any account or person
relates to more than 5% of the class.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
See Exhibit A
Item 8.
Identification and Classification of Members of the Group
Not applicable
Item 9.
Notice of Dissolution of Group
Not applicable
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
01/31/05
Date
_________________________________
Signature
Beverly Antonich, Vice President
Name/Title
EX-99
2
heritage2004exhb.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
EXHIBIT B DISCLAIMER
Information on the attached Schedule 13G is provided solely for the
purpose of complying with Section 13(g) of the Securities
Exchange Act of 1934 and Regulations promulgated under authority
thereof and is not intended as an admission that U.S. Bancorp or
any of its subsidiaries is a beneficial owner of the securities described
herein for any other purpose (including without limitation for purposes
of the Minnesota Control Share Acquisition Act).
EX-99
3
heritage2004exha.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Exhibit A
The Schedule 13G to which this attachment is appended is filed by U.S. Bancorp
on behalf of the following subsidiary or subsidiaries listed below:
U.S. Bank National Association BK
800 Nicollet Mall
Minneapolis, MN 55402
U.S. Bancorp Asset Management, Inc. IA
800 Nicollet Mall
Minneapolis, MN 55402