-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EeiC/cbTkEASocxFVW6/i0tYvCgwtu07P4Qga8XCySnEf5mdApUi6GVkZ9pdYS3+ EnpfOUhgXhbs2r/k+B5LMw== 0000036104-04-000044.txt : 20040122 0000036104-04-000044.hdr.sgml : 20040122 20040122175453 ACCESSION NUMBER: 0000036104-04-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOFFETT DAVID M CENTRAL INDEX KEY: 0001185490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04538626 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-20 0000036104 US BANCORP \DE\ USB 0001185490 MOFFETT DAVID M U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS MN 55402 0100Vice Chairman, CFOEmployee Stock Option (Right to Buy)28.502004-01-204A02600000A2014-01-20Common Stock260000260000DDeferred Compensation Plan ParticipationCommon Stock749.26749.26< footnoteId id="F3"/>DDeferred Compensation Plan ParticipationCommon Stock148853.58148853.58DEmployee Stock Option (Right to Buy)21.49382012-12-17Common Stock235591235591DEmployee Stock Option (Right to Buy)19.10012011-12-18Common Stock261768261768DEmployee Stock Option (Right to Buy)21.5412010-12-12Common Stock352380352380DEmployee Stock Option (Right to Buy)21.23062009-12-14Common Stock196326196326DEmployee Stock Option (Right to Buy)28.70062009-01-12Common Stock347346347346DEmployee Stock Option (Right to Buy)23.6312008-11-20Common Stock271836271836DEm ployee Stock Option (Right to Buy)18.78892007-12-09Common Stock53255325DEmployee Stock Option (Right to Buy)18.78892007-12-07Common Stock221205221205DEmployee Stock Option (Right to Buy)10.04172006-12-10Common Stock99499949DEmployee Stock Option (Right to Buy)10.04172006-12-09Common Stock156173156173DEmployee Stock Option (Right to Buy)6.71762005-12-12Common Stock1487814878DEmployee Stock Option (Right to Buy)6.71762005-12-09Common Stock52585258DThe option vests in four equal annual installments beginning on January 20, 2005.Deferred Compensation Pl an Participation is valued against U.S. Bancorp common stock on a one-for-one basis and becomes payable in common stock following the termination of the reporting person's employment with U.S. Bancorp or age 55, whichever is later.Includes additional amounts acquired in October 2003 pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan.Includes an adjustment to the number of units in the reporting person's deferred compensation plan account in order to preserve the economic value of the plan participation in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests 100% on December 17, 2007, or 25% on February 1st of each of 2004, 2005, 2006 and 2007 if certain performance criteria are met in the prior year.The option vests in four equal annual installments beginning on December 18, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vested in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on January 12, 2000.The option vested in four equal annual installments beginning on November 20, 1999.The option vested in four equal annual installments beginning on December 9, 1998.The option vested in four equal annual installments beginning on December 10, 1997.The option vested in four equal annual installments beginning on December 12, 1996.Lee R. Mitau for David M. Moffett2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----