-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQq7/eUw89M9CiqZJnt+Y5VuPVtAOBY3TgyskhFd+3YaxCFy3dtS9sjDym2mmMLc j4gH20wBSXwlWuAPWYfw4g== 0000036104-04-000038.txt : 20040122 0000036104-04-000038.hdr.sgml : 20040122 20040122170658 ACCESSION NUMBER: 0000036104-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASTEN JOSEPH E CENTRAL INDEX KEY: 0001185485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04538203 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-20 0000036104 US BANCORP \DE\ USB 0001185485 HASTEN JOSEPH E U.S. BANCORP 7TH & WASHINGTON ST. LOUIS MO 63101 0100Vice ChairmanCommon Stock, $0.01 par value2004-01-204A01700028.50A121047DCommon Stock, $0.01 par value2184.29I401(k) PlanEmployee Stock Option (Right to Buy)28.502004-01-204A01243000A2014-01-20Common Stock124300124300DEmployee Stock Option (Right to Buy)21.4938 2012-12-17Common Stock163102163102DEmployee Stock Option (Right to Buy)19.10012011-12-18Common Stock216462216462DEmployee Stock Option (Right to Buy)21.5412010-12-12Common Stock302040302040DEmployee Stock Option (Right to Buy)17.63012010-03-14Common Stock4027240272DEmployee Stock Option (Right to Buy)21.23062009-12-14Common Stock2013620136DEmployee Stock Option (Right to Buy)24.396 62009-09-20Common Stock5034050340DEmployee Stock Option (Right to Buy)21.9112009-02-22Common Stock2105221052DEmployee Stock Option (Right to Buy)16.58722007-01-20Common Stock1579015790DEmployee Stock Option (Right to Buy)14.57092006-02-07Common Stock1579015790DEmployee Stock Option (Right to Buy)14.33252005-08-31Common Stock1579015790DBased on a plan report dated 12/31/03, the most recent plan report available.The option vests 100% on January 20, 2009, or 25% on February 1st of each of 2005, 2006, 2007 and 2008 if certain performance criteria are met in the prior year.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests 100% on December 17, 2007, or 25% on February 1st of each of 2004, 2005, 2006 and 2007 if certain performance criteria are met in the prior year.The option vests in four equal annual installments beginning on December 18, 2002.The option vests in four equal annual installments beginning on December 12, 2001 .The option vests in four equal annual installments beginning on March 14, 2001.The option vesed in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on September 20, 2000.The option vested in four equal annual installments beginning on February 23, 2000.The option vested in four equal annual installments beginning on January 21, 1998.The option vested in four equal annual installments beginning on February 8, 1997.The option vested in four equal annual installments beginning on September 1, 1996.Lee R. Mitau for Joseph E. Hasten2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----