-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICA3pdbHWADsFOrMYBLKoqYFrkWfL13nVTPyjCppUgJi+FsSOY8ADoicaqs3xaEI ISdchRU9B4HWZtWThxfYCA== 0000036104-04-000036.txt : 20040122 0000036104-04-000036.hdr.sgml : 20040122 20040122165955 ACCESSION NUMBER: 0000036104-04-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLUCKMAN VICTORIA BUYNISKI CENTRAL INDEX KEY: 0001185474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04538115 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-20 0000036104 US BANCORP \DE\ USB 0001185474 GLUCKMAN VICTORIA BUYNISKI UNITED MEDICAL RESOURCES, INC. 5151 PFEIFFER ROAD CINCINNATI OH 45242 1000Restricted Stock Units2004-01-204A018820ACommon Stock18821882DRestricted Stock UnitsCommon Stock26462646DNon-Employee Director Stock Option (Right to Buy)28.502004-01-204A058820A2014-01-20Common Stock58825882DNon-Employee Director Stock Option (Right to Buy)21.49382012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.8222012-10-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)23.02342012-07-01Common Stock13841384DNon-Employee Director Stock Option (Right to Buy)< conversionOrExercisePrice>22.01032012-04-01Common Stock805805DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock15101510DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock92129212DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock86588658DNon-Employee Director Stock Option (Right to Buy)21.87132011-10-01Common Stock881881DNon-Employee Director Stock Option (Right to Buy)23.15262011-07-02Common Stock629629DNon-Employee Director Stock Option (Right to Buy)23.04332011-04-02Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)23.18242011-02-27Common Stock61416141DNon-Employee Director Stock Option (Right to Buy)23.27922011-01-02Common Stock88608860DNon-Employee Director Stock Option (Right to Buy)23.27922011-01-02Common Stock11581158DNon-Employee Director Stock Option (Right to Buy)21.5412010-12-12Common Stock89618961DNon-Employee Director Stock Option (R ight to Buy)22.41012010-10-02Common Stock629629DNon-Employee Director Stock Option (Right to Buy)20.734 2010-07-03Common Stock705705DNon-Employee Director Stock Option (Right to Buy)23.21712010-04-03Common Stock10571057DNon-Employee Director Stock Option (Right to Buy)20.79612010-01-03Common Stock60416041DNon-Employee Director Stock Option (Right to Buy)21.23062009-12-14Common Stock69476947DNon-Employee Director Stock Option (Right to Buy)25.45192009-10-01Common Stock503503DNon-Employee Director Stock Option (Right to Buy)27.810 92009-07-01Common Stock956956DNon-Employee Director Stock Option (Right to Buy)27.81092009-07-01Common Stock33223322DNon-Employee Director Stock Option (Right to Buy)29.2182009-03-09Common Stock1087310873DNon-Employee Director Stock Option (Right to Buy)20.85822008-04-14Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)13.69852007-04-06Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)7.03552006-04-07Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)4.63522005-03-11Common Stock1812218122DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are pay able when board service ends under other circumstances.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.Includes restricted stock units acquired in January, April, July and October 2003 and January 2004 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award. Includes an adjustment to the number of restricted stock units in order to preserve the economic value of the plan participation in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.The option vests in four equal annual installments beginning on January 20, 2005.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on October 1, 2003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 1, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The optio n vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on April 2, 2002.The option vests in four equal annual installments beginning on February 27, 2002.The option vests in four equal annual installments beginning on January 2, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on October 2, 2001.The option vests in four equal annual installments beginning on July 3, 2001.The option vests in four equal annual installments beginning on April 3, 2001.The option vested in four equal annual installme nts beginning on January 3, 2001.The option vested in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on October 1, 2000.The option vested in four equal annual installments beginning on July 1, 2000.The option vested in four equal annual installments beginning on March 9, 2000.The option vested in four equal annual installments beginning on April 14, 1999.The option vested in four equal annual installments beginning on April 8, 1998.The option vested in four equal annual installments beginning on April 9, 1997.The option vested in four equal annual installments beginning on March 14, 1996.Lee R. Mitau for Victoria Buyniski Gluckman2004-01-22 EX-24 3 attach_1.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 9-4-02 /s/Victoria Buyniski Gluckman Signature Victoria Buyniski Gluckman Printed Name -----END PRIVACY-ENHANCED MESSAGE-----