-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2PdoOttH0PZCsy8VNobkggv1+0mPxQuGoTj5OaE5uKPVuyhbEzey3MwcAulJJSO bVfD5hlCWJoHCGNrKUk9Gg== 0000036104-04-000018.txt : 20040120 0000036104-04-000018.hdr.sgml : 20040119 20040120172810 ACCESSION NUMBER: 0000036104-04-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040115 FILED AS OF DATE: 20040120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANNEMILLER JOHN C CENTRAL INDEX KEY: 0001185479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04533313 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-15 0000036104 US BANCORP \DE\ USB 0001185479 DANNEMILLER JOHN C 28 HIDDEN VALLEY ROCKY RIVER OH 44116 1000Deferred Compensation Plan Participation2004-01-154A0702.2528.48ACommon Stock702.2553932.38DRestricted Stock Units2004-01-204A018820A Common Stock18821882DRestricted Stock UnitsCommon Stock26462646DNon-Employee Director Stock Option (Right to Buy)28.502004-01-204A058820A2014-01-20Common Stock58825882DNon-Employee Director Stock Option (Right to Buy)21.49382012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock86588658DNon-Employee Director Stock Option (Right to Buy)23.18242011-02-27Common Stock61416141DNon-Employee Director Stock Option (Right to Buy)23.27922011-01-02Common Stock11581158D< securityTitle>Non-Employee Director Stock Option (Right to Buy)21.5412010-12-12Common Stock89618961DNon-Employee Director Stock Option (Right to Buy)22.41012010-10-20Common Stock453453DNon-Employee Director Stock Option (Right to Buy)20.7342010-07-03Common Stock705705DNon-Employee Director Stock Option (Right to Buy)23.21712010-04-03Common Stock453453DNon-Employee Director Stock Option (Right to Buy)20.79612010-01-03Common Stock66706670D Non-Employee Director Stock Option (Right to Buy)21.23062009-12-14Common Stock69476947DNon-Employee Director Stock Option (Right to Buy)25.45192009-10-01Common Stock629629DNon-Employee Director Stock Option (Right to Buy)27.81092009-07-01Common Stock33223322DNon-Employee Director Stock Option (Right to Buy)27.81092009-07-01Common Stock956 956DNon-Employee Director Stock Option (Right to Buy)29.2182009-03-09Common Stock1087310873

DNon-Employee Director Stock Option (Right to Buy)20.85822008-04-14Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)13.69852007-04-06Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)7.03552006-04-07Common Stock1812218122DNon-Employee Director Stock Option (Right to Buy)4.63522005-03-11Common Stock181225034DDeferred Compensation Plan Participation is valued against U.S. Bancorp common stock on a one-for-one basis and becomes payable, in cash or common stock, at the election of the reporting person, following the termination of the reporting person's directorship with U.S. Bancorp.Includes an adjustment to the number of units in the reporting person's deferred compensation plan account in order to preserve the economic value of the plan participation i n connection with the special dividend to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.Restricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.Includes restricted stock units ac quired in January 2004 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award. Includes an adjustment to the number of restricted stock units in order to preserve the economic value of the plan participation in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.The option vests in four equal annual installments beginning on January 20, 2005.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vested in four equal annual installments beginning on February 27, 2002.The option vested in four equal annual installments beginning on January 2, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on October 2, 2001.The option vests in four equal annual installments beginning on July 3, 2001.The option vests in four equal annual installments beginning on April 3, 2001.The option vested in four equal annual installments beginning on January 3, 2001. The option vested in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on October 1, 2000.The option vested in four equal annual installments beginning on July 1, 2000.The option vested in four equal annual installments beginning on March 9, 2000.The option vested in four equal annual installments beginning on April 14, 1999.The option vested in four equal annual installments beginning on April 8, 1998.The option vested in four equal annual installments beginning on April 9, 1997.The option vested in four equal annual installments beginning on March 14, 1996.Lee R. Mitau for John C. Dannemiller2004-01-20 EX-24 3 attach_1.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 8-29-02 /s/John C. Dannemiller Signature John C. Dannemiller Printed Name -----END PRIVACY-ENHANCED MESSAGE-----