-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdfAG0RB76FoZ9XXU4koX18FyZsNk4JWL43/F/5ozzJ6PG1jl8FqQeSjkt8SIHaV OzizfTTRE9wflJYnojYDxw== 0000036104-04-000017.txt : 20040120 0000036104-04-000017.hdr.sgml : 20040119 20040120172741 ACCESSION NUMBER: 0000036104-04-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040115 FILED AS OF DATE: 20040120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOKES PATRICK T CENTRAL INDEX KEY: 0001179834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04533310 BUSINESS ADDRESS: STREET 1: ANHEUSER-BUSCH COMPANIES, INC. STREET 2: ONE BUSCH PLACE CITY: ST LOUIS STATE: MO ZIP: 63118-1852 BUSINESS PHONE: 3147656565 MAIL ADDRESS: STREET 1: ANHEUSER-BUSCH COMPANIES, INC. STREET 2: ONE BUSCH PLACE CITY: ST. LOUIS STATE: MO ZIP: 63118-1852 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-15 0000036104 US BANCORP \DE\ USB 0001179834 STOKES PATRICK T ANHEUSER-BUSCH COMPANIES, INC. ONE BUSCH PLACE ST. LOUIS MO 63118 1000Deferred Compensation Plan Participation2004-01-154A02106.7428.48ACommon Stock2106.747453.66DRestricted Stock Units2004-01-204A018820ACommon Stock18821882DRestricted Stock UnitsCommon Stock 26462646DNon-Employee Director Stock Option (Right to Buy)28.502004-01-204A058820A2014-01-20Common Stock58825882DNon-Employee Director Stock Option (Right to Buy)21.49382012-1 2-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.8222012-10-01Common Stock579579DNon-Employee Director Stock Option (Right to Buy)23.02342012-07-01Common Stock18371837DNon-Employee Director Stock Option (Right to Buy)22.01032012-04-01Common Stock10321032DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock92129212DNon-Employee Director Stock Option (Right to Buy)20.63972012-01-02Common Stock86588658DNon-Employee Director Stock Option (Right to Buy)23.18242011-02-27Common Stock61416141DNon-Employee Director Stock Option (Right to Buy)23.27922011-01-02Common Stock13341334DNon-Employee Director Stock Option (Right to Buy)21.5412010-12-12Common Stock89618961 DNon-Employee Director Stock Option (Right to Buy)22.41012010-10-02Common Stock352352DNon-Employee Director Stock Option (Right to Buy)20.7342010-07-03Common Stock10571057DNon-Employee Director Stock Option (Right to Buy)23.21712010-04-03Common Stock881881DNon-Employee Director Stock Option (Right to Buy)20.79612010-01-03Common Stock53115311DNon-Employee Director Stock Option (Right to Buy)21.23062010-01-02Common Stock69476947DNon-Employee Director Stock Option (Right to Buy)24.07632009-04-20Common Stock21052105DNon-Employee Director Stock Option (Right to Buy)26.77792008-04-22Common Stock21052105DNon-Employee Director Stock Option (Right to Buy)18.64322007-05-20Common Stock31583158DDeferred Compensation Plan Participation is valued against U.S. Bancorp common stock on a one-for-one basis and becomes payable, in cash or common stock, at the election of the reporting person, following the termination of the reporting person's directorship with U.S. Bancorp.Includes additional amounts acquired in April, July and October, 2003, pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan.Includes an adjustment to the number of units in the reporting person's deferred compensation plan account in order to preserve the economic value of the plan participation in connection with the special dividend to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.Restricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.Includes restricted stock units acquired in January, April, July and October 2003 and January 2004 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award. Includes an adjustment to the number of restricted stock units in order to preserve the economic value of the plan participation in connection with the special dividend to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.The option vests in four equal annual installments beginni ng on January 20, 2005.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on October 1, 2003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 1, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on February 27, 2002.The option vests in four equal annual installments beginning on January 2, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on October 2, 2001.The option vests in four equal annual installments beginning on July 3, 2001.The option vests in four equal annual installments beginning on April 3, 2001.The option veseds in four equal annual installments beginning on January 3, 2001.The option vested in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on April 21, 2000.The option vested in four equal annual installments beginning on April 23, 1999.The option vested in four equal annual installments beginning on May 21, 1998.Lee R. Mitau for Patrick T. Stokes2004-01-20 EX-24 3 attach_1.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 8-29-02 /s/Patrick T. Stokes Signature Patrick T. Stokes Printed Name -----END PRIVACY-ENHANCED MESSAGE-----