-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwvyQFC8DQSJrEtn7A0gknC/2MGXXpb8bLV/D03x2H3Z3QiCOBhfORwqqcuaM2Dn owbgIDWDPqOj3dtkIVWWxw== 0000036104-04-000009.txt : 20040106 0000036104-04-000009.hdr.sgml : 20040106 20040106185607 ACCESSION NUMBER: 0000036104-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOLLENWERK JOHN J CENTRAL INDEX KEY: 0001185509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04511417 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000036104 US BANCORP \DE\ USB 0001185509 STOLLENWERK JOHN J ALLEN-EDMONDS SHOE CORPORATION 201 EAST SEVEN HILLS ROAD PORT WASHINGTON WI 53074 1000Restricted Stock UnitsCommon Stock25862586DNon-Employee Direc tor Stock Option (Right to Buy)29.582004-01-024A010325A2014-01-02Common Stock1032510325DNon-Employee Director Stock Option (Right to Buy)21.382013-01-02Common Stock1228312283DNon-Employee Director Stock Option (Right to Buy)21.492012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.822012-10-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)23.022012-07-01Common Stock16111611DNon-Employee Director Stock Option (Right to Buy)22.012012-04-01Common Stock10321032DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock22652265DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock92129212DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock86588658DNon-Employee Director Stock Option (Right to Buy)21.872011-10-01Common Stock16361636DNon-Employee Director Stock Option (Right to Buy)23.152011-07-02Common Stock6296295DNon-Employee Director Stock Option (Right to Buy)23.042011-04-02Common Stock26682668DNon-Employee Director Stock Option (Right to Buy)23.182011-02-27Common Stock61416141DNon-Employee Director Stock Option (Right to Buy)23.282011-01-02Common Stock88608860DNon-Employee Director Stock Option (Right to Buy)23 .282011-01-02Common Stock18631863DNon-Employee Director Stock Option (Right to Buy)21.542010-12-12Common Stock89618961DNon-Employee Director Stock Option (Right to Buy)22.412010-10-02Common Stock629629DNon-Employee Director Stock Option (Right to Buy)20.732010-07-03Common Stock705705DNon-Employee Director Stock Option (Right to Buy)23.222010-04-03Common Stock12331233DNon-Employ ee Director Stock Option (Right to Buy)20.802010-01-03Common Stock64446444DNon-Employee Director Stock Option (Right to Buy)21.232009-12-14Common Stock69476947DNon-Employee Director Stock Option (Right to Buy)25.452009-10-01Common Stock378378DNon-Employee Director Stock Option (Right to Buy)27.812009-07-01Common Stock956956 DNon-Employee Director Stock Option (Right to Buy)27.812009-07-01Common Stock31973197DNon-Employee Director Stock Option (Right to Buy)29.222009-03-09Common Stock1087310873DRestricted stock units convert into common stock on a one-for-one basis.Restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.Includes restricted stock units acquired in January, April, July and October pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.The option vests in four equal annual installments beginning on January 2, 2005.Stock option acquired from issuer in lieu of $65,000 of cash compensation for 2004 director fees under the 2001 Executive Stock Incentive Plan.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to t he option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on January 2, 2004.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on October 1, 2003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 1, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on April 2, 2002.The option vests in four equal annual installments beginning on February 27, 2002.The option vests in four equal annual installments beginning on January 2, 2002.The option vests in four equal annual installments beginning on December 12, 2001.The option vests in four equal annual installments beginning on October 2, 2001.The option vests in four equal annual installments beginning on July 3, 2001.The option vests in four equal annual installments beginning on April 3, 2001.The option vested in four equal annual installments beginning on January 3, 2001.The option vested in four equal annual installments beginning on December 14, 2000.The option vested in four equal annual installments beginning on October 1, 2000.The option vested in four equal annual installments beginning on July 1, 2000.The option vested in four equal annual installments beginning on March 9, 2000.Lee R. Mitau for John J. Stollenwerk2005-01-06 -----END PRIVACY-ENHANCED MESSAGE-----