-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXSxWBK4AwzN7HUmq9hMg9AvlfV1inXhx69G5Uby+IoUUC/1zAAkajnfEzybq/Bk 6IiHqhaeBbvJZSfIR8WaEw== 0000036104-04-000008.txt : 20040106 0000036104-04-000008.hdr.sgml : 20040106 20040106185543 ACCESSION NUMBER: 0000036104-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALEY WARREN R CENTRAL INDEX KEY: 0001185507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04511416 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000036104 US BANCORP \DE\ USB 0001185507 STALEY WARREN R CARGILL, INC. 15615 MCGINTY ROAD WEST WAYZATA MN 55391-2398 1000Restricted Stock UnitsCommon Stock28562856DNon-Employee Direc tor Stock Option (Right to Buy)29.582004-01-024A011925A2014-01-02Common Stock1192511925DNon-Employee Director Stock Option (Right to Buy)21.382013-01-02Common Stock1432214322DNon-Employee Director Stock Option (Right to Buy)21.492012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.822012-10-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)23.022012-07-01Common Stock13841384DNon-Employee Director Stock Option (Right to Buy)22.012012-04-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock1037010370DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock86588658DNon-Employee Director Sto ck Option (Right to Buy)20.642012-01-02Common Stock15101510DNon-Employee Director Stock Option (Right to Buy)21.872011-10-01Common Stock755755DNon-Employee Director Stock Option (Right to Buy)23.152011-07-02Common Stock11331133DNon-Employee Director Stock Option (Right to Buy)22.452011-03-12Common Stock83568356DNon-Employee Director Stock Option (Right to Buy)23.182011-02-27Common Stock1510215102D< /ownershipNature>Non-Employee Director Stock Option (Right to Buy)16.742010-04-19Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)29.152009-04-20Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)25.522009-01-20Common Stock95529552DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.Includes restricted stock units acquired in January, April, July and October pursuant to a dividend rein vestment feature of the reporting person's restricted stock unit award.The option vests in four equal annual installments beginning on January 2, 2005.Stock option acquired from issuer in lieu of $75,000 of cash compensation for 2004 director fees under the 2001 Executive Stock Incentive Plan.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on January 2, 2004.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on October 1, 2 003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 1, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on March 12, 2002. The option vests in four equal annual installments beginning on February 27, 2002.The option was fully vested immediately after grant.Lee R. Mitau for Warren R. Staley2004-01-06 EX-24 3 attach_1.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 9-1-02 /s/Warren R. Staley Signature Warren R. Staley Printed Name -----END PRIVACY-ENHANCED MESSAGE-----