-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwDKx4Q8KR8MleUIaUjY1lxXIXH3/lD2Sm6YxRP/UqQnfTZpLK9AhafiVD1qEkd3 JiVrjbzb925dMOAu7DL9dg== 0000036104-04-000007.txt : 20040106 0000036104-04-000007.hdr.sgml : 20040106 20040106185516 ACCESSION NUMBER: 0000036104-04-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNUCK CRAIG D CENTRAL INDEX KEY: 0001185505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04511414 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000036104 US BANCORP \DE\ USB 0001185505 SCHNUCK CRAIG D SCHNUCK MARKETS, INC. 11420 LACKLAND ROAD ST. LOUIS MO 63146-4928 1000Restricted Stock UnitsCommon Stock25862586DNon-Employee Direc tor Stock Option (Right to Buy)29.582004-01-024A010325A2014-01-02Common Stock1032510325DNon-Employee Director Stock Option (Right to Buy)21.382013-01-02Common Stock1228312283DNon-Employee Director Stock Option (Right to Buy)21.492012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.822012-10-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)23.022012-07-01Common Stock579579DNon-Employee Director Stock Option (Right to Buy)22.702012-04-16Common Stock1306313063DNon-Employee Director Stock Option (Right to Buy)23.282004-02-27Common Stock88608860DNon-Employee Director Stock Option (Right to Buy)23.282004-02-27Common Stock11581158DNon-Employee Director Stock Option (Right to Buy)21.542004-02-27Common Stock89618961DNon-Employee Director Stock Option (Right to Buy)22.412004-02-27Common Stock629629DNon-Employee Director Stock Option (Right to Buy)20.732004-02-27Common Stock705705DNon-Employee Director Stock Option (Right to Buy)20.802004-02-27Common Stock53115311DNon-Employee Director Stock Option (Right to Buy)21.232004-02-27Common Stock69476947DNon-Employee Director Stock Option (Right to Buy)24.082004-02-27Common Stock21052105DNon-Employee Director Stock Option (Right to Buy)26.78 2004-02-27Common Stock21052105DNon-Employee Director Stock Option (Right to Buy)18.642004-02-27Common Stock31583158DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.Includes restricted stock units acquired in January, April, July and October pursuant to a dividend reinvestme nt feature of the reporting person's restricted stock unit award.The option vests in four equal annual installments beginning on January 2, 2005.Stock option acquired from issuer in lieu of $65,000 of cash compensation for 2004 director fees under the 2001 Executive Stock Incentive Plan.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on January 2, 2004.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on October 1, 2003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 16, 2003.The option fully vested on February 27, 2001.Lee R. Mitau for Craig D. Schnuck2004-01-06 EX-24 3 attach_1.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 9-1-02 /s/Craig D. Schnuck Signature Craig D. Schnuck Printed Name -----END PRIVACY-ENHANCED MESSAGE-----