-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKp7Y43j7c09A6NqaBslEr0bjBfPXSF+d7GACFmBYUalwZ91ELEMRb2m1PvTFTPg X9sRI8G/ZaLW3BeAUB0jaA== 0000036104-04-000003.txt : 20040106 0000036104-04-000003.hdr.sgml : 20040106 20040106185334 ACCESSION NUMBER: 0000036104-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON DELBERT WINSTON CENTRAL INDEX KEY: 0001189428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04511407 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000036104 US BANCORP \DE\ USB 0001189428 JOHNSON DELBERT WINSTON SAFEGUARD SCIENTIFICS, INC. 800 THE SAFEGUARD BUILDING WAYNE PA 19087 1000Restricted Stock UnitsCommon Stock25862586DNon-Employee Director Stock Option (Rig ht to Buy)29.582004-01-024A03450A2004-01-02Common Stock34503450DNon-Employee Director Stock Option (Right to Buy)21.382013-01-02Common Stock1228312283DNon-Employee Director Stock Option (Right to Buy)21.492012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock64946494DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common St ock15101510DNon-Employee Director Stock Option (Right to Buy)21.872011-10-01Common Stock693693DNon-Employee Director Stock Option (Right to Buy)23.152011-07-02Common Stock693693DNon-Employee Director Stock Option (Right to Buy)23.042011-04-02Common Stock441441DNon-Employee Director Stock Option (Right to Buy)22.452011-03-12Common Stock37003700DNon-Employee Director Stock Option (Right to Buy)23.18 2011-02-27Common Stock75517551DNon-Employee Director Stock Option (Right to Buy)29.152009-04-20Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)35.532007-04-24Common Stock39543954DNon-Employee Director Stock Option (Right to Buy)35.532006-04-17Common Stock37143714DNon-Employee Director Stock Option (Right to Buy)35.532005-04-26Common Stock32013201DNon-Employee Director Stock Option (Right to Buy)35.532004-04-27Common Stock20382038DNon-Employee Director Stock Option (Right to Buy)35.532004-01-19< value>Common Stock48774877DNon-Employee Director Stock Option (Right to Buy)33.862008-04-22Common Stock64956495DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.The option vests in four equal annual installments beginning on January 2, 2005.Stock option acquired from issuer in lieu of $21,666.67 of cash compensation for 2004 director fees under the 2001 Executive Stock Incentive Plan.The exercise price and number of share s subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on January 2, 2004.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on April 2, 2002.The option vests in four equal annual installments beginning on March 12, 2002.The option vests in four equal annual installments beginning on February 27, 2002.The option was fully vested immediately after grant.Lee R. Mitau for Delbert W. Johnson2004-01-06 EX-24 3 attach_2.txt POWER OF ATTORNEY This statement confirms that I have authorized and designated Lee R. Mitau, Laura F. Bednarski and Tracy J. Knewtson, and each of them, as my attorney-in-fact to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments) that I may be required to file with the Securities and Exchange Commission as a result of my ownership of or transactions in securities of U.S. Bancorp. Their authority under Statement shall continue until I am no longer required to file Forms 4 and 5 with regard to my ownership of or transactions in securities of U.S. Bancorp, unless I revoke it earlier writing. I acknowledge that they are not assuming any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: 8-29-02 /s/Delbert W. Johnson Signature Delbert W. Johnson Printed Name -----END PRIVACY-ENHANCED MESSAGE-----