-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MN+mji6qTw5oNsyfKcaon80GjsD16YsJ4DeBwV8QO3fO+9OE+QovBnqyQNvF8aV8 AbfLCLTw51wVeugb28PMcw== 0000036104-04-000001.txt : 20040106 0000036104-04-000001.hdr.sgml : 20040106 20040106185109 ACCESSION NUMBER: 0000036104-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612)973-1111 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLINS ARTHUR D JR CENTRAL INDEX KEY: 0001038253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-65358 FILM NUMBER: 04511403 BUSINESS ADDRESS: STREET 1: MEDTRONIC, INC STREET 2: 710 MEDTRONIC PKWY, MS LC310 CITY: MINNEAPOLIS STATE: MN ZIP: 55432-5604 BUSINESS PHONE: 7635144000 MAIL ADDRESS: STREET 1: MEDTRONIC, INC STREET 2: 710 MEDTRONIC PKWY, MS LC310 CITY: MINNEAPOLIS STATE: MN ZIP: 55432-5604 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000036104 US BANCORP \DE\ USB 0001038253 COLLINS ARTHUR D JR MEDTRONIC, INC. 710 MEDTRONIC PARKWAY, N.E. MINNEAPOLIS MN 55432-5604 1000Restricted Stock UnitsCommon Stock25862586DNon-Employee Direc tor Stock Option (Right to Buy)29.582004-01-024A011125A2014-01-02Common Stock1112511125DNon-Employee Director Stock Option (Right to Buy)20.322013-04-15Common Stock15351535DNon-Employee Director Stock Option (Right to Buy)21.382013-01-02Common Stock1228312283DNon-Employee Director Stock Option (Right to Buy)21.492012-12-17Common Stock72497249DNon-Employee Director Stock Option (Right to Buy)18.822012-10-01Common Stock805805DNon-Employee Director Stock Option (Right to Buy)23.022012-07-01Common Stock13841384DNon-Employee Director Stock Option (Right to Buy)22.012012-04-01Common Stock12591259DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock92129212DNon-Employee Director Stock O ption (Right to Buy)20.642012-01-02Common Stock86588658DNon-Employee Director Stock Option (Right to Buy)20.642012-01-02Common Stock22652265DNon-Employee Director Stock Option (Right to Buy)21.872011-10-01Common Stock10071007DNon-Employee Director Stock Option (Right to Buy)23.152011-07-02Common Stock881881DNon-Employee Director Stock Option (Right to Buy)23.042011-04-02Common Stock881881DNon-Employee Director Stock Option (Right to Buy)22.452011-03-12Common Stock74007400DNon-Employee Director Stock Option (Right to Buy)23.182011-02-27Common Stock1510215102DNon-Employee Director Stock Option (Right to Buy)16.742010-04-19Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)29.152009-04-20Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)33.862008-04-22Common Stock64956495DNon-Employee Director Stock Option (Right to Buy)19.002007-04-24Common Stock64956495DNon-Emplo yee Director Stock Option (Right to Buy)18.802007-01-15Common Stock10131013DNon-Employee Director Stock Option (Right to Buy)15.572006-04-17Common Stock57315731DNon-Employee Director Stock Option (Right to Buy)14.792006-01-21Common Stock< underlyingSecurityShares>95529552DRestricted stock units convert into common stock on a one-for-one basis.The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.Includes restricted stock units acquired in July and October pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.The option vests in four equal annual installments beginning on January 2, 2005.Stock option acquired from issuer in lieu of $70,000 of cash compensation for 2004 director fees under the 2001 Executive Stock Incentive Plan.The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.The option vests in four equal annual installments beginning on April 15, 2004.The option vests in four equal annual installments beginning on January 2, 2004.The option vests in four equal annual installments beginning on December 17, 2003.The option vests in four equal annual installments beginning on Octobe r 1, 2003.The option vests in four equal annual installments beginning on July 1, 2003.The option vests in four equal annual installments beginning on April 1, 2003.The option vests in four equal annual installments beginning on January 2, 2003.The option vests in four equal annual installments beginning on October 1, 2002.The option vests in four equal annual installments beginning on July 2, 2002.The option vests in four equal annual installments beginning on April 2, 2002.The option vests in four equal annual installments beginning on March 12, 2002.The option vests in four equal annual installments beginning on February 27, 2002.The option was fully vested immediately after grant.Lee R. Mitau for Arthur D. Collins, Jr.2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----