<SEC-DOCUMENT>0000036104-12-000007.txt : 20120315
<SEC-HEADER>0000036104-12-000007.hdr.sgml : 20120315
<ACCEPTANCE-DATETIME>20120315130154
ACCESSION NUMBER: 0000036104-12-000007
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 3
FILED AS OF DATE: 20120315
DATE AS OF CHANGE: 20120315
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BARCLAYS BANK PLC /ENG/
CENTRAL INDEX KEY: 0000312070
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-83036
FILM NUMBER: 12693167
BUSINESS ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: E14 5HP
CITY: LONDON ENGLAND
STATE: X0
ZIP: E14 5HP
BUSINESS PHONE: 2124124000
MAIL ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: E14 5HP
CITY: LONDON ENGLAND
STATE: X0
ZIP: E14 5HP
FORMER COMPANY:
FORMER CONFORMED NAME: BARCLAYS BANK INTERNATIONAL LTD
DATE OF NAME CHANGE: 19850313
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (651)466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13G
<SEQUENCE>1
<FILENAME>ipathdjcomm13g2011.txt
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
BARCLAYS IPATH DOW JONES-UBS COMMODITY INDEX TOTAL RETURN ETN
(Name of Issuer)
Enchanged Traded Note
(Title of Class of Securities)
06738C778
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
13G
CUSIP No. 06738C778
1.
Names of Reporting Persons.
U.S. Bancorp
800 Nicollet Mall
Minneapolis, MN 55402-7020
I.R.S. Identification Nos. of above persons (entities only).
41-0255900
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
3.
SEC Use Only
4.
Citizenship or Place of Organization
Delaware, U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 4,504,175
6. Shared Voting Power: 850,504
7. Sole Dispositive Power: 4,207,512
8. Shared Dispositive Power: 1,194,526
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
5,402,038
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
Yes
11.
Percent of Class Represented by Amount in Row (9)
9.17
12.
Type of Reporting Person (See Instructions)
HC
13G
CUSIP No. 06738C778
1.
Names of Reporting Persons.
U.S. Bank National Association
I.R.S. Identification Nos. of above persons (entities only).
31-0841368
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) []
(b) []
3.
SEC Use Only
4.
Citizenship or Place of Organization
U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 4,377,949
6. Shared Voting Power: 766,321
7. Sole Dispositive Power: 4,114,418
8. Shared Dispositive Power: 1,076,586
9.Aggregate Amount Beneficially Owned by Each Reporting Person
5,191,004
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[]
11.
Percent of Class Represented by Amount in Row (9)
8.81
12.
Type of Reporting Person (See Instructions)
BK
13G
CUSIP No. 06738C778
1.
Names of Reporting Persons.
U.S. Bank Trust National Association SD
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) []
(b) []
3.
SEC Use Only
4.
Citizenship or Place of Organization
South Dakota, U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 126,226
6. Shared Voting Power: 84,183
7. Sole Dispositive Power: 93,094
8. Shared Dispositive Power: 117,940
9.Aggregate Amount Beneficially Owned by Each Reporting Person
211,034
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[]
11.
Percent of Class Represented by Amount in Row (9)
0.36
12.
Type of Reporting Person (See Instructions)
BK
Item 1.
(a)
Name of Issuer
Barclays Bank PLC
(b)
Address of Issuer's Principal Executive Offices
1 Churchill Place
E145HP
London, England X0 E145HP
Item 2.
(a)
Name of Person Filing
U.S. Bancorp
U.S. Bank National Association
U.S. Bank Trust National Association SD
(b)
Address of Principal Business Office or, if none, Residence
U.S. Bancorp
800 Nicollet Mall
Minneapolis, MN 55402
U.S. Bank National Assocation
800 Nicollet Mall
Minneapolis, MN 55402
U.S. Bank Trust National Association SD
141 North Main Street
Sioux Falls, SD 57102
(c)
Citizenship
U.S. Bancorp: Delaware
U.S. Bank National Association: Minnesota
U.S. Bank Trust National Association: South Dakota
(d)
Title of Class of Securities
Exchange Traded Note
(e)
CUSIP Number
06738C778
Item 3.
The person filing is a:
U.S. Bancorp: Parent Holding Company
U.S. Bank National Association: Bank
U.S. Bank Trust National Association: Bank
Item 4.
Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a)
Amount beneficially owned: 5,402,038
(b)
Percent of class: 9.17
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 4,504,175
(ii) Shared power to vote or to direct vote: 850,504
(iii) Sole power to dispose or to direct the disposition of:
4,207,512
(iv) Shared power to dispose or to direct the disposition of:
1,194,526
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [].
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Accounts or persons have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, such securities.
To our knowledge no such interest of any account or person relates to more
than 5% of the class.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company:
See Exhibit A
Item 8.
Identification and Classification of Members of the Group:
Not applicable
Item 9.
Notice of Dissolution of Group:
Not applicable
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
01/17/12
Date
_________________________________
Signature
Beverly Antonich, Vice President
Name/Title
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>2
<FILENAME>ipathdjcomm13g2011exhba.txt
<TEXT>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Exhibit A
The Schedule 13G to which this attachment is appended is filed by U.S. Bancorp
on behalf of the following subsidiary or subsidiaries listed below:
U.S. Bank National Association BK
800 Nicollet Mall
Minneapolis, MN 55402
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>3
<FILENAME>ipathdjcomm13g2011exhb.txt
<TEXT>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
EXHIBIT B DISCLAIMER
Information on the attached Schedule 13G is provided solely for the
purpose of complying with Section 13(g) of the Securities
Exchange Act of 1934 and Regulations promulgated under authority
thereof and is not intended as an admission that U.S. Bancorp or
any of its subsidiaries is a beneficial owner of the securities described
herein for any other purpose (including without limitation for purposes
of the Minnesota Control Share Acquisition Act).
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>