-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ReOxhOg29Yo/fWxcDP68KPD1dn1bSrf4mT0jDmdwVtP1VhizNBG/M+czpQNxNBZY JrgAsfuoXkhqAJyYI3aBSA== 0000930661-97-001650.txt : 19970718 0000930661-97-001650.hdr.sgml : 19970718 ACCESSION NUMBER: 0000930661-97-001650 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970630 DATE AS OF CHANGE: 19970717 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC ONE CORP /OH/ CENTRAL INDEX KEY: 0000036090 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 310738296 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08552 FILM NUMBER: 97633804 BUSINESS ADDRESS: STREET 1: 100 E BROAD ST CITY: COLUMBUS STATE: OH ZIP: 43271 BUSINESS PHONE: 6142485944 MAIL ADDRESS: STREET 1: 100 EAST BROAD STREET STREET 2: 18TH FLOOR CITY: COLUMBUS STATE: OH ZIP: 43271-0251 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANC GROUP OF OHIO INC /OH/ DATE OF NAME CHANGE: 19800301 NT 11-K 1 12B-25 FOR 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 1-8552 NOTIFICATION OF LATE FILING (Check One): Form 10-K - - ---- X Form 11-K - - ---- Form 20-F - - ---- Form 10-Q - - ---- Form N-SAR - - ---- For Period Ended: December 31, 1996 ------------------------------------ Transition Report on Form 10-K - - ---- Transition Report on Form 20-F - - ---- Transition Report on Form 11-K - - ---- Transition Report on Form 10-Q - - ---- Transition Report on Form N-SAR - - ---- For the Transition Period Ended: --------------------- Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I REGISTRANT INFORMATION Full name of registrant: First USA Retirement Savings Plan --------------------------------------------------- Former name if applicable: ------------------------------------------------- Address of principal executive office: BANC ONE CORPORATION, ----------------------------------- 100 Broad Street - - --------------------------------------------------------------------------- City, state and zip code: Columbus, Ohio 43215 ------------------------------------------------- PART II RULE 12b-25 (b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check appropriate item.) X (a) The reasons described in reasonable detail in Part III of this ----- form could not be eliminated without unreasonable effort or expense; X (b) The subject annual report, semi-annual report, transition report ----- on Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10- Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and ----- (c) The accountant's statement or other exhibit required by Rule 12b- 25(c) has been attached is applicable. PART III NARRATIVE State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10- Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) In preparing financial statements for the Plan, the Registrant is required to rely upon certain information to be provided by the Plan's trustee. At present time, the Registrant is still awaiting such information from the trustee. In addition, the employees of the Plan sponsor have in the past several months spent a considerable amount of time and resources in preparation of First USA, Inc.'s merger with BANC ONE CORPORATION on June 27, 1997. Accordingly, less resources were available for preparation of the Registrant's Form 11-K. For these reasons, the Registrant is unable to complete the information requested by Form 11-K without unreasonable effort or expense. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Kenneth Wagner (614) 248-5304 ---------------------------------------------------------------- (Name) (Telephone Number) 2 (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). X Yes No ----- ----- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes X No ----- ----- If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. First USA Retirement Savings Plan - - -------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. FIRST USA RETIREMENT SAVINGS PLAN By: Advisory Committee Date: June 30, 1997 By: /s/ Mary G. Baker ------------------------ --------------------------------- Mary G. Baker, Committee Member 3 -----END PRIVACY-ENHANCED MESSAGE-----