FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FIRST AMERICAN CORP [ FAF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/04/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/04/2009 | A | 23,507 | A | $0 | 62,300 | D | |||
Common Stock | 03/04/2009 | F(1) | 1,363 | D | $22.25 | 60,937 | D | |||
Common Stock | 03/05/2009 | F(1) | 976 | D | $19.87 | 59,961 | D(2)(3)(4) | |||
Common Stock | 5,080.891 | I | By 401(k) Plan Trust(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $30.8 | 12/14/2001(6) | 12/14/2010 | Common Stock | 4,000 | 4,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $19.2 | 12/13/2002(7) | 12/13/2011 | Common Stock | 20,000 | 20,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $19.1 | 07/23/2003(8) | 07/23/2012 | Common Stock | 10,000 | 10,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $22.85 | 02/27/2004(9) | 02/27/2013 | Common Stock | 50,000 | 50,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $30.56 | 02/26/2005(10) | 02/26/2014 | Common Stock | 50,000 | 50,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $36.55 | 02/28/2006(11) | 02/28/2015 | Common Stock | 50,000 | 50,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $47.49 | 12/08/2006(12) | 12/08/2015 | Common Stock | 50,000 | 50,000 | D |
Explanation of Responses: |
1. Payment of tax liability by withholding securities incident to the vesting of restricted stock units. |
2. Includes 23,507 shares acquired pursuant to a grant of restricted stock units vesting in five equal annual increments commending 3/4/10, the first anniversary of the grant. |
3. Includes 18,934 unvested restricted stock units (including shares acquired through automatic dividend reinvestment) acquired pursuant to a grant of 22,848 restricted stock units vesting in five equal annual increments commending 3/4/09, the first anniversary of the grant. |
4. Includes 9,645 unvested restricted stock units (including shares acquired through automatic dividend reinvestment) acquired pursuant to a grant of 15,211 restricted stock units vesting in five equal annual increments commencing 3/5/08, the first anniversary of the grant. |
5. Amount shown consists of shares contributed by issuer as company match, shares purchased for my account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c). In addition, includes shares formerly reported as held for my account in the Employee Profit Sharing and Stock Ownership Plan (ESOP), which has been merged into the 401(k) Savings Plan. |
6. The option vests in five equal annual increments commencing 12/14/01, the first anniversary of the grant. |
7. The option vests in five equal annual increments commencing 12/13/02, the first anniversary of the grant. |
8. The option vests in five equal annual increments commencing 7/23/03, the first anniversary of the grant. |
9. The option vests in five equal annual increments commencing 2/27/04, the first anniversary of the grant. |
10. The option vests in five equal annual increments commencing 2/26/05, the first anniversary of the grant. |
11. The option vests in five equal annual increments commencing 2/28/06, the first anniversary of the grant. |
12. The option vests in five equal annual increments commencing 12/8/06, the first anniversary of the grant. |
/s/ Jeffrey S. Robinson, Attorney-in-Fact for Barry M. Sando | 03/06/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |