Delaware | 95-1068610 |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
Common | New York Stock Exchange |
(Title of each class) | (Name of each exchange on which registered) |
Large accelerated filer x | Accelerated filer o | |
Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
(a) | 1. The consolidated financial statements of CoreLogic, Inc., as listed in Item 15 of the Original Report, are included in Item 8 of the Original Report. |
CoreLogic, Inc. | ||
(Registrant) | ||
By: /s/ Anand Nallathambi | ||
Anand Nallathambi | ||
President and Chief Executive Officer | ||
(Principal Executive Officer) | ||
Date: | March 19, 2014 |
Exhibit No. | Description |
2.1 | Agreement and Plan of Merger, dated May 28, 2010, by and between The First American Corporation and CoreLogic, Inc. (Incorporated by reference herein from Exhibit 2.1 to the Company’s Form 8-K as filed with the SEC on June 1, 2010). |
2.2 | Purchase and Sale Agreement by and among CoreLogic Acquisition Co. I, LLC, CoreLogic Acquisition Co. II, LLC, CoreLogic Acquisition Co. III, LLC, Property Data Holdings, Ltd., DataQuick Lending Solutions, Inc., Decision Insight Information Group S.à r.l., and solely with respect to, and as specified in, Sections 2.5, 2.7, 2.10(f), 5.7, 5.18, 5.21, 8.2(b), 8.7(b), and 9.15 of the Purchase and Sale Agreement, CoreLogic Solutions, LLC, and solely with respect to, and as specified in, Sections 5.4 and 5.7 of the Purchase and Sale Agreement, Property Data Holdings, L.P. (incorporated by reference to Exhibit 2.1 to Current Report on Form 8-K filed on July 5, 2013). † ^ |
3.1 | Amended and Restated Certificate of Incorporation of CoreLogic, Inc., dated May 28, 2010 (Incorporated by reference herein from Exhibit 3.1 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
3.2 | Amended and Restated Bylaws of CoreLogic, Inc., effective February 27, 2012 (Incorporated by reference herein from Exhibit 3.1 to the Company's Current Report on Form 8-K as filed with the SEC on February 28, 2012). |
4.1 | Specimen Certificate for shares of Common Stock of CoreLogic, Inc. (Incorporated by reference herein from Exhibit 3.3 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
4.2 | Senior Indenture, dated as of April 7, 1998, between The First American Financial Corporation and Wilmington Trust Company as Trustee (Incorporated by reference herein from Exhibit (4) to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 1998 as filed with the SEC on August 14, 1998). |
4.3 | Form of First Supplemental Indenture (Incorporated by reference herein from Exhibit 4.2 of Registration Statement 333-116855 on Form S-3, dated June 25, 2004). |
4.4 | Second Supplemental Indenture to Senior Indenture, dated as of April 30, 2010 (Incorporated by reference herein from Exhibit 4.3 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010). |
4.5 | Third Supplemental Indenture to Senior Indenture, dated as of May 10, 2010 (Incorporated by reference herein from Exhibit 4.4 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010). |
4.6 | Fourth Supplemental Indenture to Senior Indenture, dated as of June 1, 2010 (Incorporated by reference herein from Exhibit 4.5 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010). |
4.7 | Form of Senior Note (Incorporated by reference herein from Exhibit 4.3 of Registration Statement 333-116855 on Form S-3, dated June 25, 2004). |
4.8 | Senior Notes Indenture, dated May 20, 2011, among CoreLogic, Inc., the guarantors named therein and Wilmington Trust FSB, as trustee (Incorporated by reference herein to Exhibit 4.1 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011). |
4.9 | Supplemental Indenture, dated November 13, 2013, among CoreLogic, Inc., the guarantors party thereto and Wilmington Trust, National Association, as trustee (Incorporated by reference herein from Exhibit 4.1 to the Company’s Current Report on Form 8-K as filed with the SEC on November 15, 2013). |
4.10 | Registration Rights Agreement, dated May 20, 2011, by and among CoreLogic, Inc., the guarantors identified therein, and J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Securities, LLC, Barclays Capital, Inc., SunTrust Robinson Humphrey, Inc., U.S. Bancorp Investments, Inc., Comerica Securities, Inc. and HSBC Securities (USA) Inc. (Incorporated by reference herein to Exhibit 4.2 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011). |
10.1 | Separation and Distribution Agreement by and between The First American Corporation and First American Financial Corporation, dated as of June 1, 2010 (Incorporated by reference herein to Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
10.2 | Tax Sharing Agreement by and between The First American Corporation and First American Financial Corporation, dated as of June 1, 2010 (Incorporated by reference herein to Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
10.3 | Promissory Note issued by The First American Corporation to First American Financial Corporation, dated June 1, 2010 (Incorporated by reference herein to Exhibit 10.3 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
10.4 | Restrictive Covenants Agreement among First American Financial Corporation and The First American Corporation, dated June 1, 2010 (Incorporated by reference herein to Exhibit 10.4 to the Company’s Current Report on Form 8-K as filed with the SEC on June 1, 2010). |
10.5 | Assignment and Assumption Agreement by and between CoreLogic, Inc. and First Advantage Corporation, dated as of June 9, 2010 (Incorporated by reference herein from Exhibit 10.10 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.6 | Arrangement regarding Mr. Nallathambi’s Relocation Assistance Package (Incorporated by reference herein to description included in the Company’s Current Report on Form 8-K filed with the SEC on June 14, 2010).* |
10.7 | Employment Agreement, dated May 3, 2011, between CoreLogic, Inc. and Anand K. Nallathambi (Incorporated by reference herein from Exhibit 10.6 to the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2011 as filed with the SEC on May 6, 2011).* |
10.8 | Employment Agreement between CoreLogic, Inc. and George S. Livermore dated May 3, 2011 (Incorporated by reference herein to Exhibit 10.10 to the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2011 as filed with the SEC on August 8, 2011).* |
10.9 | Employment Agreement, dated May 3, 2011, between CoreLogic, Inc. and Barry M. Sando (Incorporated by reference herein to Exhibit 10.11 to the Company's Quarterly Report on Form 10-Q for the period ended June 30, 2011 as filed with the SEC on August 8, 2011).* |
10.10 | Form of Employment Agreement (Incorporated by reference herein from Exhibit 10.7 to the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2011 as filed with the SEC on May 6, 2011).* |
10.11 | Employment Agreement, dated August 29, 2011, between CoreLogic, Inc. and Frank Martell (Incorporated by reference herein to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2011 as filed with the SEC on November 4, 2011).* |
10.12 | Employment Agreement, dated March 14, 2011, between CoreLogic, Inc. and James L. Balas (Incorporated by reference herein from Exhibit 10.85 to the Company's Annual Report on Form 10-K/A for the fiscal year ended December 31, 2011 as filed with the SEC on April 30, 2012).* |
10.13 | Employment Agreement, dated May 4, 2011, between CoreLogic, Inc. and Stergios Theologides (Incorporated by reference herein from Exhibit 10.86 to the Company's Annual Report on Form 10-K/A for the fiscal year ended December 31, 2011 as filed with the SEC on April 30, 2012).* |
10.14 | Form of Change in Control Agreement (Incorporated by reference herein to Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on June 14, 2010).* |
10.15 | Pension Restoration Plan, effective as of June 1, 2010 (Incorporated by reference herein from Exhibit 10.18 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.16 | Executive Supplemental Benefit Plan, effective as of June 1, 2010 (Incorporated by reference herein from Exhibit 10.19 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.17 | Amendment No. 1 to the Company’s Executive Supplemental Benefit Plan, effective as of December 31, 2010 (Incorporated by reference herein from Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on November 24, 2010).* |
10.18 | Amendment No. 2 to the Company’s Executive Supplemental Benefit Plan, dated as of January 27, 2011 (Incorporated by reference herein from Exhibit 10.23 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.19 | Management Supplemental Benefit Plan, effective as of June 1, 2010 (Incorporated by reference herein from Exhibit 10.20 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.20 | Amendment No. 1 to the Company’s Management Supplemental Benefits Plan, effective as of December 31, 2010 (Incorporated by reference herein from Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on November 24, 2010). * |
10.21 | Amendment No. 2 to the Company’s Management Supplemental Benefit Plan, dated as of January 27, 2011 (Incorporated by reference herein from Exhibit 10.25 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.22 | Deferred Compensation Plan, effective as of June 1, 2010 (Incorporated by reference herein from Exhibit 10.21 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.23 | Amendment No. 1 to the Company’s Deferred Compensation Plan, effective as of December 31, 2010 (Incorporated by reference herein from Exhibit 10.3 to the Company’s Current Report on Form 8-K as filed with the SEC on November 24, 2010).* |
10.24 | Amendment No. 2 to the Company’s Deferred Compensation Plan, effective as of January 1, 2011 (Incorporated by reference herein from Exhibit 10.27 to the Company's Annual Report on Form 10-K/A for the fiscal year ended December 31, 2010 as filed with the SEC on March 31, 2011).* |
10.25 | Amendment No. 3 to the Company's Deferred Compensation Plan, effective as of September 29, 2011 (Incorporated by reference herein to Exhibit 10.30 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2011 as filed with the SEC on February 29, 2012).* |
10.26 | Amendment No. 4 to the Company's Deferred Compensation Plan, effective as of September 29, 2011 (Incorporated by reference herein to Exhibit 10.31 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2011 as filed with the SEC on February 29, 2012).* |
10.27 | 1997 Directors’ Stock Plan (Incorporated by reference herein from Exhibit 4.1 of Registration Statement No. 333-41993 on Form S-8, dated December 11, 1997).* |
10.28 | Amendment No. 1 to 1997 Directors’ Stock Plan, dated February 26, 1998 (Incorporated by reference herein from Exhibit (10)(m) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.29 | Amendment No. 2 to 1997 Directors’ Stock Plan, dated July 7, 1998 (Incorporated by reference herein from Exhibit (10)(n) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.30 | Amendment No. 3 to 1997 Directors’ Stock Plan, dated July 19, 2000 (Incorporated by reference herein from Exhibit (10)(c) to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2000 as filed with the SEC on August 11, 2000).* |
10.31 | 1996 Stock Option Plan (Incorporated by reference herein from Exhibit 4 of Registration Statement No. 333-19065 on Form S-8, dated December 30, 1996).* |
10.32 | Amendment No. 1 to 1996 Stock Option Plan , dated February 26, 1998 (Incorporated by reference herein from Exhibit (10)(i) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.33 | Amendment No. 2 to 1996 Stock Option Plan, dated June 22, 1998 (Incorporated by reference herein from Exhibit (10)(j) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.34 | Amendment No. 3 to 1996 Stock Option Plan, dated July 7, 1998 (Incorporated by reference herein from Exhibit (10)(k) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.35 | Amendment No. 4 to 1996 Stock Option Plan, dated April 22, 1999 (Incorporated by reference herein from Exhibit (10)(a) to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 1999 as filed with the SEC on August 16, 1999).* |
10.36 | Amendment No. 5 to 1996 Stock Option Plan, dated February 29, 2000 (Incorporated by reference herein from Exhibit (10)(o) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 as filed with the SEC on March 22, 1999).* |
10.37 | Amendment No. 6 to 1996 Stock Option Plan, dated July 19, 2000 (Incorporated by reference herein from Exhibit (10)(b) of Quarterly Report on Form 10-Q for the period ended June 30, 2000 as filed with the SEC on August 11, 2000).* |
10.38 | Amendment No. 7 to 1996 Stock Option Plan, dated June 4, 2002 (Incorporated by reference herein from Exhibit (10)(a) to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2002 as filed with the SEC on August14, 2002).* |
10.39 | The CoreLogic, Inc. 2006 Incentive Compensation Plan (formerly The First American Corporation 2006 Incentive Compensation Plan) (Incorporated by reference herein from Exhibit 10.42 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.40 | CoreLogic, Inc.'s 2011 Performance Incentive Plan (Incorporated by reference herein to Exhibit A to the Company's Proxy Statement on Schedule 14A as filed with the SEC on April 18, 2011).* |
10.41 | CoreLogic, Inc.'s Amended 2011 Performance Incentive Plan (Incorporated by reference herein to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2011 as filed with the SEC on November 4, 2011).* |
10.42 | Form of Notice of Restricted Stock Unit Grant (Employee) and Restricted Stock Unit Award Agreement (Employee), approved February 27, 2007 (Incorporated by reference herein from Exhibit 99.1 to the Company’s Current Report on Form 8-K as filed with the SEC on March 5, 2007).* |
10.43 | Form of Amendment to Restricted Stock Unit Award Agreement (Incorporated by reference herein from Exhibit 99.1 to the Company’s Current Report on Form 8-K as filed with the SEC on March 26, 2007).* |
10.44 | Form of Amendment to Restricted Stock Unit Award Agreement (Incorporated by reference herein from Exhibit 99.1 to the Company’s Current Report on Form 8-K as filed with the SEC on April 10, 2007).* |
10.45 | Form of Notice of Restricted Stock Unit Grant (Employee) and Restricted Stock Unit Award Agreement (Employee), approved February 26, 2008 (Incorporated by reference herein from Exhibit (10)(tt) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2007 as filed with the SEC on February 29, 2008).* |
10.46 | Form of Notice of Restricted Stock Unit Grant (Employee) and Restricted Stock Unit Award Agreement (Employee), approved February 10, 2009 (Incorporated by reference herein from Exhibit 10(uu) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2008 as filed with the SEC on March 2, 2009).* |
10.47 | Form of Notice of Restricted Stock Unit Grant (Employee) and Restricted Stock Unit Award Agreement (Employee), approved October 5, 2009 (Incorporated by reference herein from Exhibit (10)(e) to the Company’s Quarterly Report on Form 10-Q for the period ended September 30, 2009 as filed with the SEC on November 2, 2009).* |
10.48 | Form of Notice of Restricted Stock Unit Grant (Employee) and Restricted Stock Unit Award Agreement (Employee), approved January 25, 2010 (Incorporated by reference herein from Exhibit 10(zz) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2009 as filed with the SEC on March 1, 2010).* |
10.49 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference herein to Exhibit 10.4 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011).* |
10.50 | Form of Notice of Restricted Stock Unit Grant (Non-Employee Director) and Restricted Stock Unit Award Agreement (Non-Employee Director) (Incorporated by reference herein from Exhibit 99.1 to the Company’s Current Report on Form 8-K as filed with the SEC on March 6, 2007).* |
10.51 | Form of Notice of Restricted Stock Unit Grant (Non-Employee Director) and Restricted Stock Unit Award Agreement (Non-Employee Director) for Non-Employee Director Restricted Stock Unit Award (Incorporated by reference herein from Exhibit 10(b) to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2008 as filed with the SEC on August 8, 2008).* |
10.52 | Form of Notice of Restricted Stock Unit Grant (Non-Employee Director) and Restricted Stock Unit Award Agreement (Non-Employee Director), approved February 10, 2009 (Incorporated by reference herein from Exhibit 10(yy) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2008 as filed with the SEC on March 2, 2009).* |
10.53 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Non-Employee Director) (Incorporated by reference herein from Exhibit 10.14 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.54 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference herein from Exhibit 10.15 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 as filed with the SEC on August 9, 2010).* |
10.55 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference herein from Exhibit 10.55 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.56 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Employee).* |
10.57 | Form of Bonus Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Employee).* |
10.58 | Form of Notice of Restricted Stock Unit Grant and Restricted Stock Unit Award Agreement (Non-Employee Director) (Incorporated by reference herein to Exhibit 10.3 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011).* |
10.59 | Form of Notice of Performance-Based Restricted Stock Unit Grant and Performance-Based Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference to Exhibit 10.7 to the Company's Current Report on Form 8-K filed on June 1, 2010).* |
10.60 | Form of Notice of Performance-Based Restricted Stock Unit Grant and Performance-Based Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference herein from Exhibit 10.57 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011). * |
10.61 | Form of Notice of Performance-Based Restricted Stock Unit Grant and Performance-Based Restricted Stock Unit Award Agreement (Employee) (Incorporated by reference herein to Exhibit 10.6 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011).* |
10.62 | Form of Performance-Based Restricted Stock Unit Award Agreement, approved February 19, 2013(Incorporated by reference herein from Exhibit 10.62 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2012 as filed with the SEC on February 25, 2013).* |
10.63 | Form of Notice of Nonqualified Stock Option Grant and Nonqualified Stock Option Grant Agreement (Employee) (Incorporated by reference to Exhibit 10.8 to the Company's Current Report on Form 8-K filed on June 1, 2010).* |
10.64 | Form of Notice of Nonqualified Stock Option Grant and Nonqualified Stock Option Grant Agreement (Employee) (Incorporated by reference herein from Exhibit 10.59 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.65 | Form of Notice of Option Grant and Option Award Agreement (Employee) (Incorporated by reference herein to Exhibit 10.5 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011).* |
10.66 | Form of Notice of Performance Unit Grant and Performance Unit Award Agreement, approved January 25, 2010 (Incorporated by reference herein from Exhibit 10(mmm) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2009 as filed with the SEC on March 1, 2010).* |
10.67 | Form of Notice of Performance Unit Grant and Performance Unit Award Agreement, approved March 1, 2011 (Incorporated by reference herein from Exhibit 10.64 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2010 as filed with the SEC on March 14, 2011).* |
10.68 | Form of Performance-Based Restricted Stock Unit Award Agreement, approved January 18, 2012 (Incorporated by reference herein to Exhibit 10.70 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2011 as filed with the SEC on February 29, 2012).* |
10.69 | Form of Performance-Based Restricted Stock Unit Award Agreement, approved January 29, 2014.* |
10.70 | Form of Performance Unit Award Agreement, approved January 18, 2012 (Incorporated by reference herein to Exhibit 10.71 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2011 as filed with the SEC on February 29, 2012).* |
10.71 | Form of Performance Unit Grant and Form of Performance Unit Award Agreement, approved January 29, 2014.* |
10.72 | Dorado Network Systems Corporation 2011 Restricted Stock Unit Plan (Incorporated by reference herein to Exhibit 4.3 to the Company's Registration Statement on Form S-8 as filed with the SEC on May 20, 2011).* |
10.73 | Purchase Agreement between CoreLogic, Inc. and STG-Fairway Holdings, LLC, dated as of December 22, 2010 (Incorporated by reference herein to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 29, 2010). |
10.74 | Credit Agreement, dated May 23, 2011, among CoreLogic, Inc., CoreLogic Australia Pty Limited, the guarantors named therein, the lenders party from time to time thereto and Bank of America, N.A., as administrative agent (Incorporated by reference to Exhibit 4.3 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011). |
10.75 | Credit Agreement, dated as of September 18, 2013, among CoreLogic, Inc., CoreLogic Australia Pty Limited, the guarantors named therein, the lenders party from time to time thereto and Bank of America, N.A., as administrative agent (Incorporated by reference herein to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q for the period ended September 30, 2013 as filed with the SEC on October 25, 2013). |
10.76 | Reseller Services Agreement, dated as of November 30, 1997 (Incorporated by reference herein from Exhibit (10)(g) to the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 1998 as filed with the SEC on May 15, 1998). |
10.77 | Amendment to Reseller Services Agreement for Resales to Consumers, dated as of November 30, 1997 (Incorporated by reference herein from Exhibit (10)(h) to the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 1998 as filed with the SEC on May 15, 1998). |
10.78 | Agreement for Service, dated October 7, 1998, between CoreLogic CREDCO (formerly First American CREDCO) and Equifax Credit Information Services, Inc. (Incorporated by reference herein from Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2011 as filed with the SEC on May 6, 2011). |
10.79 | Addendum to Agreement for Service, dated May 31, 2000, between CoreLogic CREDCO (formerly First American CREDCO) and Equifax Credit Information Services, Inc. (Incorporated by reference herein from Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2011 as filed with the SEC on May 6, 2011). |
10.80 | Reseller Service Agreement, dated April 26, 2011, between CoreLogic, Inc. and Trans Union LLC (Incorporated by reference herein from Exhibit 10.5 to the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2011 as filed with the SEC on May 6, 2011). |
10.81 | Form of Indemnification Agreement (Directors and Officers) (Incorporated by reference herein to Exhibit 10.1 to the Company's Current Report on Form 8-K as filed with the SEC on May 25, 2011).* |
10.82 | Master Professional Services Agreement, dated August 17, 2011, between CoreLogic Real Estate Solutions, LLC and Cognizant Technology Solutions U.S. Corporation (Incorporated by reference herein to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q/A for the period ended September 30, 2011 as filed with the SEC on March 23, 2012).± |
10.83 | Amendment No. 2 to Supplement A, effective as of March 1, 2012, by and between CoreLogic Solutions, LLC and Cognizant Technology Solutions U.S. Corporation, to the Master Professional Services Agreement between CoreLogic Real Estate Solutions, LLC and Cognizant Technology Solutions U.S. Corporation (Incorporated by reference herein to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q for the period ended September 30, 2013 as filed with the SEC on October 25, 2013). ± |
10.84 | Master Services Agreement by and between the Company and Dell Marketing, L.P., dated as of July 19, 2012 (Incorporated by reference herein from Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2012 as filed with the SEC on October 26, 2012).± |
10.85 | Amendment No. 1 dated October 23, 2012 to the Master Services Agreement by and between CoreLogic Solutions, LLC and Dell Marketing, L.P. (Incorporated by reference herein from Exhibit 10.85 to the Company’s Annual Report on Form 10-K for the period ended December 31, 2013 as filed with the SEC on February 25, 2013) |
10.86 | Amendment No. 2 dated October 26, 2012 to the Master Services Agreement and Supplement A between CoreLogic Solutions, LLC and Dell Marketing L.P. (Incorporated by reference herein from Exhibit 10.85 to the Company’s Annual Report on Form 10-K for the period ended December 31, 2013 as filed with the SEC on February 25, 2013). ± |
10.87 | Support Agreement, dated June 11, 2012, between CoreLogic, Inc., on the one hand, and Highfields Capital Management LP, Highfields GP LLC, Highfields Associates LLC, Highfields Capital I LP, Highfields Capital II LP, and Highfields Capital III L.P., on the other hand (Incorporated by reference herein from Exhibit 99.1 to the Company's Current Report on Form 8-K as filed with the SEC on June 12, 2012). |
21.1 | Subsidiaries of the registrant. |
23.1 | Consent of Independent Registered Public Accounting Firm. |
23.2 | Consent of Independent Registered Public Accounting Firm. ** |
31.1 | Certification by Principal Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended. |
31.2 | Certification by Principal Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended. |
31.3 | Certification by Principal Executive Officer Pursuant to Rule 13a-14(a) under Securities Exchange Act of 1934, as amended. ** |
31.4 | Certification by Principal Executive Officer Pursuant to Rule 13a-14(a) under Securities Exchange Act of 1934, as amended. ** |
32.1 | Certification by Principal Executive Officer Pursuant to 18 U.S.C. Section 1350. |
32.2 | Certification by Principal Financial Officer Pursuant to 18 U.S.C. Section 1350. |
32.3 | Certification by Principal Executive Officer Pursuant to 18 U.S.C. Section 1350. ** |
32.4 | Certification by Principal Financial Officer Pursuant to 18 U.S.C. Section 1350. ** |
99.1 | Audited Financial Statements of RELS LLC. ** |
101 | Extensible Business Reporting Language (XBRL) |
** | Filed herewith |
| Included in previously filed original Annual Report on Form 10-K for the fiscal year ended December 31, 2013. |
* | Indicates a management contract or compensatory plan or arrangement in which any director or named executive officer participates. |
± | Confidential treatment has been requested with respect to portions of this exhibit pursuant to Rule 24b-2 of the Securities Exchange Act of 1934 and these confidential portions have been redacted from this exhibit. A complete copy of this exhibit, including the redacted terms, has been separately filed with the Securities and Exchange Commission. |
^ | Schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company hereby agrees to furnish supplementally copies of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission. |
† | This agreement contains representations and warranties by us or our subsidiaries. These representations and warranties have been made solely for the benefit of the other parties to the agreement and (i) has been qualified by disclosures made to such other parties, (ii) were made only as of the date of such agreement or such other date(s) as may be specified in such agreement and are subject to more recent developments, which may not be fully reflected in our public disclosures, (iii) may reflect the allocation of risk among the parties to such agreement and (iv) may apply materiality standards different from what may be viewed as material to investors. Accordingly, these representations and warranties may not describe the actual state of affairs at the date hereof and should not be relied upon. |
1. | I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of CoreLogic, Inc.; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report. |
By: /s/ Anand K. Nallathambi | |
Anand K. Nallathambi | |
President and Chief Executive Officer | |
(Principal Executive Officer) |
1. | I have reviewed this Amendment No. 1 to Annual Report on Form 10-K/A of CoreLogic, Inc.; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report. |
By: /s/ Frank D. Martell | |
Frank D. Martell | |
Chief Financial Officer | |
(Principal Financial Officer) |
(1) | the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and |
(2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
By: /s/ Anand K. Nallathambi | ||
Anand K. Nallathambi | ||
President and Chief Executive Officer | ||
Date: | March 19, 2014 |
(1) | the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and |
(2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
By: /s/ Frank D. Martell | ||
Frank D. Martell | ||
Chief Financial Officer | ||
(Principal Financial Officer) | ||
Date: | March 19, 2014 |
2013 | 2012 | |||||||
Assets | ||||||||
Cash and cash equivalents | $ | 12,988,562 | $ | 5,985,948 | ||||
Accounts receivable, net of allowance for doubtful accounts of $20,564 and $114, respectively | 6,406,494 | 10,536,265 | ||||||
Prepaid expenses and other assets | 915,217 | 299,890 | ||||||
Due from related parties | 33,515,551 | 44,216,754 | ||||||
Property and equipment, net | 3,099,298 | 2,259,319 | ||||||
Total assets | $ | 56,925,122 | $ | 63,298,176 | ||||
Liabilities and Partners' Capital | ||||||||
Accounts payable and other liabilities | $ | 5,392,671 | $ | 7,698,466 | ||||
Accrued payroll and benefits | 7,039,361 | 7,115,143 | ||||||
Accrued pension costs | 4,204,570 | 5,194,577 | ||||||
Accumulated losses of RELS Management Company in excess of investment | 11,925,308 | 12,962,937 | ||||||
Total liabilities | 28,561,910 | 32,971,123 | ||||||
Commitments and contingencies (Note 5) | ||||||||
Partners' capital | ||||||||
Wells Fargo & Co. | 17,276,279 | 19,253,026 | ||||||
CoreLogic, Inc. | 17,345,526 | 19,330,193 | ||||||
Accumulated other comprehensive loss | (6,896,068 | ) | (9,287,381 | ) | ||||
Total RELS LLC partners' capital | 27,725,737 | 29,295,838 | ||||||
Noncontrolling interests | 637,475 | 1,031,215 | ||||||
Total partners' capital | 28,363,212 | 30,327,053 | ||||||
Total liabilities and partners' capital | $ | 56,925,122 | $ | 63,298,176 |
2013 | 2012 | 2011 | ||||||||||
Revenues | ||||||||||||
Operating revenues | $ | 347,070,726 | $ | 451,875,884 | $ | 352,713,619 | ||||||
Expenses | ||||||||||||
Professional fees | 149,332,233 | 232,134,850 | 161,084,579 | |||||||||
Salaries and other personnel costs | 103,701,622 | 110,797,949 | 85,375,217 | |||||||||
Selling, general and administrative costs | 29,915,994 | 29,467,344 | 27,066,247 | |||||||||
Total expenses | 282,949,849 | 372,400,143 | 273,526,043 | |||||||||
Other income (expense) | ||||||||||||
Equity income (loss) from investment in RELS Management Company | 916,865 | 3,162,940 | (2,096,603 | ) | ||||||||
Total other income (expense) | 916,865 | 3,162,940 | (2,096,603 | ) | ||||||||
Income from continuing operations | 65,037,742 | 82,638,681 | 77,090,973 | |||||||||
Income from discontinued operations (Note 4) | — | 7,050,125 | 11,612,853 | |||||||||
Net income | 65,037,742 | 89,688,806 | 88,703,826 | |||||||||
Net income attributable to noncontrolling interest | (654,160 | ) | (1,296,210 | ) | (1,648,117 | ) | ||||||
Net income attributable to RELS LLC | $ | 64,383,582 | $ | 88,392,596 | $ | 87,055,709 | ||||||
Other comprehensive income (loss) | ||||||||||||
Net actuarial gain (loss) adjustment | 2,391,313 | (557,009 | ) | (2,227,674 | ) | |||||||
Comprehensive Income | 67,429,055 | 89,131,797 | 86,476,152 | |||||||||
Comprehensive income attributable to noncontrolling interest | (654,160 | ) | (1,296,210 | ) | (1,648,117 | ) | ||||||
Comprehensive income attributable to RELS LLC | $ | 66,774,895 | $ | 87,835,587 | $ | 84,828,035 |
Wells Fargo & Co. | CoreLogic, Inc. | Accumulated Other Comprehensive Loss | Total RELS LLC Capital | Noncontrolling Interests | Total Capital | |||||||||||||||||||
Balances at December 31, 2010 | $ | 18,318,224 | $ | 18,391,632 | $ | (6,502,698 | ) | $ | 30,207,158 | $ | 4,717,770 | $ | 34,924,928 | |||||||||||
Distributions | (36,859,145 | ) | (37,006,877 | ) | — | (73,866,022 | ) | (499,000 | ) | (74,365,022 | ) | |||||||||||||
Net income | 43,440,799 | 43,614,910 | — | 87,055,709 | 1,648,117 | 88,703,826 | ||||||||||||||||||
Net actuarial loss adjustment | — | — | (2,227,674 | ) | (2,227,674 | ) | — | (2,227,674 | ) | |||||||||||||||
Balances at December 31, 2011 | 24,899,878 | 24,999,665 | (8,730,372 | ) | 41,169,171 | 5,866,887 | 47,036,058 | |||||||||||||||||
Distributions | (49,754,752 | ) | (49,954,168 | ) | — | (99,708,920 | ) | (6,131,882 | ) | (105,840,802 | ) | |||||||||||||
Net income | 44,107,900 | 44,284,696 | — | 88,392,596 | 1,296,210 | 89,688,806 | ||||||||||||||||||
Net actuarial loss adjustment | — | — | (557,009 | ) | (557,009 | ) | — | (557,009 | ) | |||||||||||||||
Balances at December 31, 2012 | 19,253,026 | 19,330,193 | (9,287,381 | ) | 29,295,838 | 1,031,215 | 30,327,053 | |||||||||||||||||
Distributions | (34,104,153 | ) | (34,240,843 | ) | — | (68,344,996 | ) | (1,047,900 | ) | (69,392,896 | ) | |||||||||||||
Net income | 32,127,406 | 32,256,176 | — | 64,383,582 | 654,160 | 65,037,742 | ||||||||||||||||||
Net actuarial gain adjustment | — | — | 2,391,313 | 2,391,313 | — | 2,391,313 | ||||||||||||||||||
Balances at December 31, 2013 | $ | 17,276,279 | $ | 17,345,526 | $ | (6,896,068 | ) | $ | 27,725,737 | $ | 637,475 | $ | 28,363,212 |
2013 | 2012 | 2011 | ||||||||||
Cash flows from operating activities | ||||||||||||
Net income | $ | 65,037,742 | $ | 89,688,806 | $ | 88,703,826 | ||||||
Adjustments to reconcile net income to net cash provided by operating activities | ||||||||||||
Depreciation and amortization | 2,274,829 | 2,344,910 | 2,638,190 | |||||||||
Loss on disposal of property and equipment | 448,620 | 531,295 | — | |||||||||
Gain on sale of discontinued operations | — | (3,000,000 | ) | — | ||||||||
Accrued pension costs | 1,280,542 | 703,307 | 837,584 | |||||||||
Equity (income) loss from investment in RELS Management Company | (916,865 | ) | (3,132,416 | ) | 2,204,485 | |||||||
Changes in operating assets and liabilities, net | ||||||||||||
Accounts receivable | 4,129,770 | 778,928 | 1,662,582 | |||||||||
Prepaid expenses and other assets | (615,327 | ) | (82,583 | ) | (108,872 | ) | ||||||
Accounts payable and other liabilities | (2,305,792 | ) | (2,147,199 | ) | (1,157,989 | ) | ||||||
Accrued payroll and benefits | (75,783 | ) | 1,869,508 | (1,047,286 | ) | |||||||
Cash provided by operating activities | 69,257,736 | 87,554,556 | 93,732,520 | |||||||||
Cash flows from investing activities | ||||||||||||
Purchases of property and equipment | (3,563,429 | ) | (1,945,415 | ) | (1,636,391 | ) | ||||||
Net proceeds from sale of discontinued operations | — | 3,000,000 | — | |||||||||
Due from related parties, net | 10,701,203 | 11,498,401 | (14,622,002 | ) | ||||||||
Cash provided by (used in) investing activities | 7,137,774 | 12,552,986 | (16,258,393 | ) | ||||||||
Cash flows from financing activities | ||||||||||||
Capital distributions | (68,344,996 | ) | (99,708,920 | ) | (73,866,022 | ) | ||||||
Distributions to noncontrolling interest holders in consolidated joint ventures | (1,047,900 | ) | (6,131,882 | ) | (499,000 | ) | ||||||
Cash used in financing activities | (69,392,896 | ) | (105,840,802 | ) | (74,365,022 | ) | ||||||
Net increase (decrease) in cash and cash equivalents | 7,002,614 | (5,733,260 | ) | 3,109,105 | ||||||||
Cash and cash equivalents | ||||||||||||
Beginning of year | 5,985,948 | 11,719,208 | 8,610,103 | |||||||||
End of year | $ | 12,988,562 | $ | 5,985,948 | $ | 11,719,208 |
1. | Description of Business and Significant Accounting Policies |
Office furniture and equipment | 5 years | |
Computers, related equipment and software | 3 years | |
Automobiles | 3 years | |
Leasehold improvements | Life of lease or economic life; whichever is shorter |
2. | Fair Value Measurements |
3. | Property and Equipment |
2013 | 2012 | |||||||
Leasehold improvements | $ | 488,622 | $ | 322,459 | ||||
Furniture and equipment | 6,235,608 | 5,084,867 | ||||||
Software | 24,169,093 | 23,828,395 | ||||||
30,893,323 | 29,235,721 | |||||||
Less: Accumulated depreciation and amortization | (27,794,025 | ) | (26,976,402 | ) | ||||
$ | 3,099,298 | $ | 2,259,319 |
4. | Sale of ResDirect and Rels Credit |
2012 | 2011 | |||||||
Total revenue | $ | 31,056,613 | $ | 48,846,773 | ||||
Total expenses | (24,006,488 | ) | (37,233,920 | ) | ||||
Net income | $ | 7,050,125 | $ | 11,612,853 |
5. | Commitments and Contingencies |
2014 | $ | 2,245,300 | ||
2015 | 2,173,600 | |||
2016 | 1,833,100 | |||
2017 | 33,900 | |||
2018 | 25,600 | |||
2019 and after | 27,100 | |||
Total minimum payments | $ | 6,338,600 |
6. | Employee Benefit Plans |
2013 | 2012 | |||||||
Change in benefit obligation | ||||||||
Benefit obligation at beginning of year | $ | 16,651,678 | $ | 15,079,180 | ||||
Interest costs | 667,569 | 690,276 | ||||||
Actuarial losses | (1,951,186 | ) | 1,269,205 | |||||
Benefits paid | (492,198 | ) | (386,983 | ) | ||||
Benefit obligation at end of year | $ | 14,875,863 | $ | 16,651,678 |
2013 | 2012 | |||||||
Change in plan assets | ||||||||
Fair value of plan assets at beginning of year | $ | 11,457,101 | $ | 11,144,919 | ||||
Actual return on plan assets | (314,007 | ) | 223,326 | |||||
Company contributions | 20,397 | 475,839 | ||||||
Benefits, premiums and expenses paid | (492,198 | ) | (386,983 | ) | ||||
Fair value of plan assets at end of year | $ | 10,671,293 | $ | 11,457,101 |
2013 | 2012 | |||||||
Reconciliation of funded status | ||||||||
Unfunded status of the plan | $ | (4,204,570 | ) | $ | (5,194,577 | ) |
2013 | 2012 | ||||||
Amounts recognized in the consolidated balance sheet consist of | |||||||
Noncurrent postretirement benefit liability | $ | (4,204,570 | ) | $ | (5,194,577 | ) |
2013 | 2012 | ||||||
Amounts recognized in accumulated other comprehensive loss | |||||||
Unrecognized net actuarial loss | $ | 6,592,104 | $ | 8,862,654 |
2013 | 2012 | |||||
Weighted-average assumptions used to determine benefit obligations | ||||||
Discount rate | 4.92 | % | 4.11 | % |
2013 | 2012 | 2011 | ||||||||||
Components of net periodic benefit cost | ||||||||||||
Interest cost | $ | 667,569 | $ | 690,276 | $ | 703,267 | ||||||
Expected return on plan assets | (167,577 | ) | (166,147 | ) | (288,479 | ) | ||||||
Amortization of net actuarial loss | 800,948 | 685,542 | 530,677 | |||||||||
Net periodic benefit cost | $ | 1,300,940 | $ | 1,209,671 | $ | 945,465 |
2013 | 2012 | 2011 | ||||||||||
Other changes in plan assets and projected benefit obligation recognized in other comprehensive loss | ||||||||||||
Net actuarial (gain) loss | $ | (1,469,602 | ) | $ | 1,212,026 | $ | 2,650,470 | |||||
Reversal of amortization item | ||||||||||||
Net actuarial loss | (800,948 | ) | (685,542 | ) | (530,677 | ) | ||||||
Total recognized in other comprehensive loss | $ | (2,270,550 | ) | $ | 526,484 | $ | 2,119,793 |
2013 | 2012 | 2011 | |||||||
Weighted-average assumptions used to determine net costs | |||||||||
Discount rate | 4.11 | % | 4.66 | % | 5.48 | % | |||
Expected return on plan assets | 3.50 | % | 3.50 | % | 4.50 | % |
2014 | $ | 496,182 | ||
2015 | 537,207 | |||
2016 | 590,338 | |||
2017 | 652,228 | |||
2018 | 701,535 | |||
2019 to 2023 | 4,351,652 |
Percentage of Plan Assets | ||||||
at December 31, | ||||||
2013 | 2012 | |||||
Asset category | ||||||
Domestic and international equities | 2 | % | 2 | % | ||
Fixed income funds | 98 | % | 98 | % | ||
100 | % | 100 | % |
Level 1 | Valuations based on unadjusted quoted market prices in active markets for identical securities. The fair value of equity and certain fixed income securities are classified as Level 1. |
Level 2 | Valuations based on observable inputs (other than Level 1 prices), such as quoted prices for similar assets at the measurement date; quoted prices in markets that are not active; or other inputs that are observable, either directly or indirectly. |
Level 3 | Valuations based on inputs that are unobservable and significant to the overall fair value measurement, and involve management judgment. |
7. | Related Parties |
2013 | 2012 | |||||||
Due from (to) | ||||||||
RMC | $ | 33,538,218 | $ | 44,216,754 | ||||
Rels Title | 377,796 | — | ||||||
ResDirect | (400,463 | ) | — | |||||
$ | 33,515,551 | $ | 44,216,754 |
8. | Subsequent Events |