8-K 1 fic8k-112206.htm FINANCIAL INDUSTRIES CORP 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 24, 2006

Financial Industries Corporation

(Exact Name of Registrant as Specified in Charter)

 

Texas

0-4690

74-2126975

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

 

6500 River Place Boulevard, Building I, Austin, Texas

78730

(Address of Principal Executive Offices)

(Zip Code)

 

 

Registrant’s telephone number (including area code): (512) 404-5000

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[

]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[

]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]        Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02   Results of Operations and Financial Condition.

 

On November 24, 2006, the Registrant issued a press release with respect to its unaudited financial results for the year ended December 31, 2005. A copy of the press release issued by the Registrant on November 24, 2006, announcing the foregoing information is furnished herewith as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)

Exhibits

 

A copy of the press release dated November 24, 2006 is being furnished and included herewith as Exhibit 99.1.

 

SIGNATURES

Pursuant to requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Financial Industries Corporation

 

 

By:

/s/ Michael P. Hydanus

 

Name:

Michael P. Hydanus

 

Title:

Interim President and Chief Executive Officer