10-Q/A 1 fic10qa.txt FIC 10Q/A 09/04/02 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the Quarterly Period Ended June 30, 2002 Commission File Number 0-4690 FINANCIAL INDUSTRIES CORPORATION (Exact Name of Registrant as specified in its charter) Texas 74-2126975 (State of Incorporation) (I.R.S. Employer Identification Number) 6500 River Place Blvd., Building One, Austin, Texas 78730 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (512) 404-5000 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ] Number of common shares outstanding ($.20 par value) at end of period: 9,593,605. - 1 - This Amendment No. 1 to Form 10-Q for the quarterly period ended June 30, 2002 is being filed solely for the purpose of amending the answer to the response to the question on the cover page of Form 10-Q as to whether "the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days" from "No" to "Yes". At the time that the Form 10-Q for the quarterly period ended June 30, 2002 was filed on August 26, 2002, the report was considered to have been filed late for the reasons described in the Registrant's Form 8-K filed with the Securities and Exchange Commission on August 15, 2002. This Amendment No. 1 is being filed to reflect the fact that the Registrant has now filed its required reports. - 2 - SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment No. 1 to its quarterly report for the period ended June 30, 2002 to be signed on its behalf by the undersigned thereunto duly authorized. FINANCIAL INDUSTRIES CORPORATION _________________________________ _________________________________ Jeffrey Demgen David Hopkins Vice-President & Chief Financial Officer Chief Accounting Officer Date: September 4, 2002 - 3 -